Quy định hồ sơ, thủ tục cấp Giấy phép lần đầu của ngân hàng thương mại, chi nhánh ngân hàng nước ngoài, văn phòng đại diện nước ngoài

.NGAN uANc NEA, NtIdc cgnc uol':rA sor crot{cff'e' v4T NAM @ oocuP -tuao-ngPttc s6:56zozarm-Nt+rN HdN1i,nsdfr'h'b's'{hdtzozt TUONGTI' *, H.llifl'#trfl#'"[}T H $l$tffslH#ffi -" Cbt at Lu$ Nge, Mng Nhl nrtc Yi€t Nott ngdy I 6 thhg 6 nht 20 I 0 ; Cb, c'rbh& Ctu td cln|c tt" dwCngdy tE tltdttg 01 rtun 2024; ch ct Nghi dfrh s6 nznozzno'ct 1ts4 t2 tthtg. n.ry 20?2-* Chhtt phn quy dinh ckbc ,,;; 'il'le"n q'4'l;hq' na "o adu td clatu cna Nget hhgNltnrtcnetNor,; ,;?ffif{ffi,Pffiffiffi##*:#tr# ;r* i, tiri* *" cl ttong shg MP' thbth ian s&ts W; Ttuo ilinghi ctu,Cl&thThorhta, glhns& nghhbtg ,,,yiC w tr #,ffi"H{,m,w #'ffi#, hAilS rurtc niad, vat dtnne dqi den rfrc ngod' o*ffi8[*o ilbu LPhlmvldBu ehlnh Th6ng nr nty strv tlinh v0 hd sq thrt Co '6P Ci6V pnep Gn P.t;^ta 4 urg rn"Eg ,et, .,tt'rhfi ,ge" mg nuoc ngoir' vIn phdng tl+i diQn nudc ngoii UDu z.o6ttugngfP dpe Th0ag u onY [P eqog d6i v6i: 1. Ngtnhing thuoagmgi. 2. Cbi oh5Dh lefu hing nr6c ngoii' 3. V{n phdrng d+i rliQu hi Vi0t Nam oia t6.9hic {n dung ryOc 1ry*^t6 tnf ooO" rglei fo1" iOi"*c0ird"hlng (gau deygeillvlnphtnrg dei di€nnu6c 2 ngodi). -:. 1. C6c-d +tc, cd nhrn c6 li€n quan d6n 16 sq thri tuc c6p ci6y phep hndeu cria nSEn hing thuong mei, cli ntanh ngaana"g nuOc ngo'ai vd;it ptGtl4i diQn nu6c ngodi. Eitu 3. Giii thlch ttrngt Trong Th6ng tu niy, c6c tt ng& dr6i rlty duqc hiEu nhu sau: .1. Tl chrtc -y!c ngdi thde c6 host itQng ng&, hAngbtlchrlc rluqc thiDh lflp d au6c ag.oni theo S,r{ dioh st8 ph{p IrSt nri6, oCoii ,A 6rs, H"ilA_b,cung tng tfueag xuy€n m$tho{c.Oi,6 ,a" "gnipp qr sau rtty: a) MEntiEn eti; b) Cb dn du"g; c) Gmgrring dich Wftaohto{D quatii lfiodn 2. Ybt pltng foi di€n nrtc-ngodiJi C* ui phg thugc s0a t6 chic fin dungn,6c ngoii, t6 chrtc au6c re"Ai "i" .Oi"it Cd,r!;ea, hing thinh lfu qr Viet fam, v$ gtOnc dei dien nu6c ngoti kh6ng d,rqr-,hu, hie.;th"er[0il HrtdomhtaiViftNao. . S C! lang gAe vdn +\th lQld t6 chac,.cd ,'m,, s& hiiu tt nh6t m6t .6 pntocta ng6n hing thuoag mai c6 pbdn t+i thOi A6m mnn 6p. . 4...CtA" bp ?ci tt6i tting,cd d6ng aiu tienb cuQc hqp g6m c6c c6 COne '6ry rqp, ri. * ,6 aorg Fh .16-, tbidfr re kh{, ;;.*i; 06""i;fi#r-ff ffiHfiT"fl f,ff 'fl fl ffi#fr ,T?ljlm:#H*;fh ::6, nhiJn ki cAu tien ,i qry6t dirh #;ffi1iil;hffi;H;H . 1: C& hep nhhfrf S6p vdn ilk a€z li cuQc hgp gdm c{c rhrnh vi€6sdag lfo vt c6c theDh vien g6p-v5n u,ec ,", lfii Arq. Ned; teag Xta,"0. ffi}$.oeuyeo 9", ro Sd.r1r 4"s q,,";A, iilil-rea, hin& bcu c6c chrtc qrhth}..hy€rHOidqsrhanhricq-oanhviens*H#*eGh?e.kj,Ar;; vtquv€trtinh c6cv6a cdmac ren quanc6nvie aent rmnganung ri-6n aod,ngia hrhg 100%v6anu6c agoii n cOng ty t irl-olie. hfi,, tao n i +hrnh vi€ntr& I€D- 9.tu ori ri li EOt ntOl nS -uOi d9 cec c6 d6ng s6ng I&, thitph vi€o stus B,.Pt { hftr neen hine me hra chon ram 4i 61[[* ,i] id]n, ,rrrftG -{ de.g sdng lfo, thenhvien qf "6"t$oh lforrh,i rphr,r;serfu"s;oihkl^. * fogle. ,r * fF :g dA ,shi .fu ciAt pep. i* t.i ;idii ;tdi thieu 02 $inh yi!6 xeeg d6 c6 Ol ttart'uieoia fniag U* *,,#4,*t##H'",##,tr^#*K{#,.,f",tflHffi mli, chi nhlnh ng6n hiag n,6c ngoii. 5 ilbu 4. Thdi hgn hogt il$ng Th&i ban hoat tlQng crla ng6n hing thuong mei, chi nh6nh ngin hing nu6c ogoii-duqc ili *tg c#vpUep t6i C"lUO.e qu699,nnm; thdi hanhoet dQng cua "ii plorg iei Aeo *oi ogoii Aoq. thi ;"tc ci6v phep t6i da kh6ng qu6 os n[m aurDE{E!HEA1trG6YPffiP Dtlu 5. Thlm quyi.n quyStapl dp Gi6v ph6p f . rnfuC6cNg6ahtngNhinufc c6 thtmqrrytu Sr'#t diDh-cap Gi6yphep C6i vdi ngan-Udng thucmg mai vn chi oh6nh ngto hing nu6c ngoii' 2. Gi6n d6c Ngen bine l-lh,i ,u{c chi nh6nh noi.v'an ptdng Ca'- $eo. Ps ncoii du Een d{t tu se c6-thim S,ry+n s,rt't diDh cfo Gity phep d6i vdi vEn phdng tlAi diQn ou6c ngoii. Ditu 6. Gl6y ph6P l. Ng6n hiag Nhil nu6c quy tlinh cU th6 n$i dung-hoet ilQng ngto.b+g; hoet tl0ne kinf, L-l-ru".il" dfi hing thumg m4i,-thi +If ne{ h}F tYf iioii nQi dunghoettl$ng ctavEnphdog {$i difonu6cngoiitheo mtu Gi0yph6p ffi"c ri"c suy-diDt Bi Phu tw s5bt, 02, 03 ban haoh klm theo lh6ng tu nAy' 2. Tnrtng hqp GiiyPheP bi EAr, bi rdch, bi chrlyho&bi hrlyhosi dudi t+oh thrlc LI6c, "gEo ntg A". i ,+i, chi ohrtnh ng6n biDg mr6c ngoii' "In Pld."g dei di€r1 nu6i nsoii phii c6-vtubtn ntu 16 g do vt gti qua dic! vrr buu chlnh lolc nOo tuc dID @i Ngtu hrng )'Ihi nu6c (b0 phiD I\40t cta) tl6 66 ng[i Ngto ;il Lila ;& ii- ta & u"-sao ci6v phep tt bdn g6c theo qtrv 'tinh crla ph6p lu$t-vi phr) hqp vdi thim quyln quy ltinh ei DiEu 5 Th6ng fi nny' Trone thli han 05 ngiv lim viec k6 t& ugny nhfln tlugc vEn bin CA "ghi' Ngen hrinENhl nrtc cfolei bdor sao hI bh g6c cho ng6n hiag thucmg mgi' chi nr',-r"tr ng0n ling nu6c ngoii, vEn phdng tlai difu nu6c ngoii' Di6u 7. Thrl tgc cfP GtdY Ph6P L lht $c 6 Gi6y phep thilnh l0p vi host dOng cta ng6u hrng thucmg mai GiAyphfu thioh lfo chinh{nh ngtn hlognudc ngoli nhu sur: a) Ban tnl bi l€p hd so dA nghi cip Gi6y ph€p theo ary ltinh 4i DiAu lo' Dieu 11. 15oen 1.2.3 DiAu 12, lhotn 1,2:3,4,5, 5 Dihr 13, lfio{n 1,2,3,4,5,6,7, 8, i, lo, tt, ti, ts oilu t+ fnong tr oiy vi gti Era dich w brnr c'hioh ho[c nQp Cp t6p ter Nge" hing Nhitr uu6c O0 phin MQt srta)' Trong th&i han 60 agny kA tt ngAy nhOn tlusc h6 -so CA--nS$-c6n-Car r*t' 11r6s trml Nhi nuOc o6 vU ban g&i Ban tr[ bi x6c DhAn d[ Dh6n illy llt h6 so i.i, re cai.-.a cnAp tnuh nguveq tic nolc va, .jlrb6 srmg tmg tu&ng hqP ht'sqdA ngbi cAp ci6i pnep chua tliy ttrt, hs,P l0; 4 . b) Trong thsi hen 90 ngiy kd tt, ngay g,rli vEn bdn x6c nhAn <16 "h6n t6v tti h6 so h4p lQ, Ngen hhg Mi nu6c c6 vEa bdn chAp thu{n nguyen d" lqr"f Ep ng6n htiag thucmg m4i, 6fo[ nhAnh ngAn hing nu-& ngoii sau khi xem x& f ki[i cta c6c cs quan li€n quan. Trudng hgrp lfi6ng ch6p thugu, Ng6n hfng Nhd au6a c6 vIn bin ti l&i Ban tnl bi, rong rt6 n€u 15 g do kh6ng .n6 tnuAo;- , -..) TlTg ttti han 60 ngiy k6 tr} ngdy nhsn rtusc vEn bin ct6p flnrfn aguy€n ttrc rhAnh lftr ng6n hing thucmg m?i, chi nh6nh ng6n hane nu6c neod. gatrlrr) ti lfp c6c vIn bAn b6 sung theo quy tlinh tai DiAu tO, fman + piBu f I, lfioan Z pilu 13, lfiodn 14 DiCu 14 Th6ng tu nty vn gi qua dich vs brnr chlnh hotc n$p rUc !6p tu Ngan hins Nhi nu6c (bO ina"-lraOi"i"j- G,nU hp n8u ffiq NseD hing Nhl nudc kh6.ng nhgn duqc hoac nhfn truqc kh6ng day thi cec vrn 6an-u6 sung tbl vEn bda chAp thufn nguy€n tic tluong nhi€n kh6ng cdn gi6ti. . Trong thdi hen 05 ngny Bm vifu k6 t& ngiy nh6a tluqc dAv dt c6c vdn bdn p 1nA NSan hhgMA nu6c x6c nhfn bing vIn benva vifu 6nhin t6ydrivln bin b6 sung. TTp ftI lgn l! nsay nd tti ngeynhfn dAy dri c6c vnn bdn b6 sung, Ng6n hnn.g Nbn nu6c ti€n hinh cfo ciSyphfu theo quy rtinh- Tnrlng lqp khSng I6p 9{{thfu,.N4hih-g.Nhd nu6c co verua najiii sL tr} U dorg do oeu-o ly do tfi6ng c8p ci6yphep. 2. Thrl tUc JA Gi6y pnep crla v5n phdag tlgi diQa nu6c ugoii nhu sau: a) T6chnlc dn dpag nu6c ngoA! t6 chrrc nu6c neoei khic c6 hoatd6ns ns6n hilaq 1fu.h6 y tld nghi 6 ci6y prcp theo euv dinh Bi Dilu lo, oiAu rs in6ng tuniyvA gii qua dich W buu chtnh [s{a nQp Wc ti6p Ai Ngen htng NhA nu6l shi nh{nh theo quy dinh tei knonn 2 DiAu S Th6ng tu ndy. trgng thAi hsn 30 agty k6 trlagiy nh0n 1tuqs h6 so dA nphi ofu ci6y phep, Neao heng Nhi nudc chi nhrlnh c6 vEn bdn gti t6 chrrc dn funs o"o. "eoii. ;d chrlc nuto ngoni -khic c6 hoat rlQne agfn hilng a{s nh6n {i nh0n IAy rtni hd-so hqp lQ. Trudmg lqrr h6 so dA nehi cfo-ciEy phep-ctua ddy dri, hqp lQ iheo qoy di"d, Ngdn hing Nhil nudc shi nhAnh c6 v6n bdn g1li t6 cffic tio dUng nuOc neoni| t6 chrlc nu6c ngoii lt6c c6 hopt rlQng ng6n hang y6u ciu b6 sung n6 so; . b) Troag thdi heo 60 ngdy k6 tr) ngny gfi vEn bdn xlc nhfn tE nh0n dAy rhi !9 P nq? lQ, Ng6n heng ryhA nudc chi nhsnh ti& trnt c6p ci6y ph6ptheo-quy dinh. Tnrdog hqp lfidng cIp Ci6y phep, Ngtn hrtng Nhri nuOc ctidnn cO iei bto ffi lli td chrlc dn dtmC nu6c ngoii" $ chrlc nu6c agoii tt6c c6 hogt dgng ngfin hlng, trong .16 n€u 16 g do lt6ag cfo Ci6y phep. DiBu 8. NQp l0 phl clp ci{y ph6p - - l: L4 hring thqgng gsi shi nhlnh ngin hing nu6c ngoli 6uqc cdp Gi6y n-nen flel n$p tQ nlt c6p Gii.yph€p qi Ngen hrng Nhrt nu6c (Sd ciao dich) ho{c thanh todn trgctuy€n tOn C6ng Dich vtr 16.g S,16. gia trong th&i heo 15 ngiy kA tr) ngiy thrqc cip ci6y phep. 5 2, V5o phdng d+r dien nudc ngodi dusc c6p Gi6v pheg pB g li1.Tdl Gi6y phep ,* Nga" hing Nhi nudc chi Dhtuh theo Erv-tlinh S hoi" 2.Dieu 5 mO.i troey toIA" tn oU toa" tqrc uryforlen C6ng Dich vu c6ng qu6c gia trong thdi han 15 agiy kE tt ngny duqc cep Gi6y ph€p' 3. Mtc lQ phl 6 Gi6v phep theo quy 'rinh cta pb6p luft vA phr vi lQ phl' Dt&u 9. Ditu kiQn v! tSng tti sin c6 v! r'nh hinh oi chlrh a5i va t6 cntc tln dUnS nutrc ngott khf CB nghi c{p Gi6y phSp thinh l$p ngtn hlng Ue-l a""ot, ige" nUi rOOZo v6n n rec ngoll, cht nh6nh ngtn hlng nufc ngoli grfiQtNam l. t<hirtinghi tr Ci6vphep, t6 chtc tlnd;ngnu6cngoii tltleDhi€n sdnq l6n cria nsfn hitrne [!6 dernh, chri s& htu cua ngtn hing lfi)% v6n nuoc ngoal piei Cep ilg r6c-dilu HCn vA t6ng di sdn c6 vA ttnh hlnh tii chlnh sau tlty: a) C6 t6nc Ai sto c6 It oh6t nroag ltucng 10 ty dO la My v-eo cu5i n5m ti69 tA tuOc nrrn i$p hd so 6A DShi c6P Gi6v phep vA den thli di8m nQp h6 so b6 sung tli ngbi cAp GiAy phep; b) KiDh doaoh c6lEi trons 05 nin U€n dfo tih tA tnrOc oIm nQp h6 so ttA ,Ei .6p oety plep "e cC, t[iae- aQp h6 so'b6 srmg ttB nghi c6P GiAv phep' Z. t<hi lti ,'ghi c6p Gi6y phep thtnh EP chi nhdnh ngtn hing-nu6c -oCoii' t chric tln arme nu6b osoni B rgfu, hArg mgcts chi Dh6nh ng6n hrng nu6c ngod'i phAi tl6p irng c6c Aiu tien Uen quao 6h t6ng tei srln c6 vi tlnh hlnh tdi chinh sau tl6y a) c6 t6nc tii sdn c6 it nh6t nroag ttucmg 20 t! tlQ la My v-eo cu5i nlm tidn t3 truirc ntm i6p hd so dA uehi c6p ci6y ph6p vi 6€n thdi tli€m nQp h6 ss bo sung dA ngbi cip ci6y phep; b) Dieu kien +ry dinh ei diem b lfiodn I Di6u nnv' Ditu 10. NguyGn dc l{P ht rc 1. C6c vtrn bh tai hd so dA "ehi cip Citv ph6p Phei do Trutmg Ban tn) !i kg vi c6c vtrn bdn 16o theo c6c Phu luc ban hinh klm theo Th6og tr niy li bdn g6c, cAc vIn bnn khlc li b6n sao c6 ch{mg thgc, Et tu}ng h!P-fr9,'gi d{:9 iuv rrinh tt6c. Cic vin b6n do Trudog Ban tnl bi kf phrii c6 tieu de 'tsan tnl bi ti,l"r''6p vi t€o dU ki6n ngen hilng ttrlcmg mSi hoflc chi nhAnh ngh hiog nu6c ngoii". C6c v5n bdn t+i hd so dA nghi cfo CiAy phep mi"t Up vh phdngdgl di0tr ntr6c ngoiri phAi 6o nggli d+i diptr theoph{p lu& cria t6 cUric m arpg nudc ngoii, t6€hlc-nu6c qgoninec.O lootCQ"g ngtnhtng kf, tn) trutnghqP Th6ng uniy c6 quytlinhkh6c 2. Hd so dA "ghi dp Gdv pnQ thtnh lfp vi host tl0ng ngto htlng thyong mai ci phln thrqc fu ot h U"e tihg vi?t" tn) tsu&ng hq Th6ng u nny c6 quv diDh th6c. 6 . ^^^ t Y6 * 9A "Cbi *p. ci6y phep thenh $p ng6n hang li6n doenh, ng6n hdng ]00olo v6n nu6c ngoii, hp so tl6,nghi.cAp Ci6y ph6p thAnh l{p chi "hl"h ry6[hang nu6rc ngo{ hd so dA nehi c6p-Ci6v phep tfienh iap ven *tne dai di€n ni6c ngoii dusc lflp thinrr 02 b0 (01 bg bing ti6ng Vi€t vn 0t UO 6ire ti6og Aoh), r,,) trueng hqp Th6ng tu niy c6 quy tliah kJr,!c, hong tt6: - - l) P0 !6 so ti&g tuh phti ttusc hqp ph{p h6a lEnh su theo quy ttinh cr}a phAp luiq trtcdc Ai lifu sau rlty . (i)van-ban crla co quan c6 ttam quyan cria nudrc noi t6 chrtc tfa dung nu6c nqoai, t6_c_hrlcry0c ngoni klrtc c6 hoa3 tlQng nCen hrng dtt rU sd chlnh il oW tiep cho NgBn hilng Nhil nu6c; (ii) C6c b6o c6o tii chlnh rtusc lflp truc ti6p bing ti6ng Anh; b) c6c bin dich tt ti6ngAnh rati6ng viftphii dugc chriog thlrc chtkf cua igTd $:Ift-.go{di+re chtugthrc cuaphtp hAtvift Namnr Ai [Qu euy6inh t4i tlitmc lfiodn nty c) Bdu dich cic.beo c6o tii cblnh phili ttuqc x6c nh6n cta d chtc, s{ nhAn thrgc ph6p hinh nghA Ech Ouft theo quy <linh crla phdp lu0C g)_Cdc vio bdn tihg ViQt B bdn C5".Got" sao trl bdn g6c ti6ng ViQQ ttuqc lfp Qi Vift Namkh6ag clnpb,ii aicf rati6ng anh. 4. Tnr&ng hq? c-6c gi6y td lA bdn sao mi lfi6ng phni h bdn sao c6 chrms thgc, bdn sao tluqc cip tt sO g6c tbt phrli *u6t Unn tEm theo btn "rrnh tt6 dd'i chi€u' ngu&i d6i chi6u cbiu tr6ch nhiem va dnh chinh x6c criabin sao so vfi bdn chlnh. 5. Troag m5i bQ hd so phrli c6 danh muc tii lifu. _ Dilu 11. E6 so d0 nghi c5p cidy ph6p thirh tgp vi holt dQng ng0n htng thuungmg . _t. ?q-CA rgni c6p Gi6y ph€p thinh lgp vA host {tQng ngtn hing thucng m4i e 9f S dO.nq g{nS lflp, .h,I s0 hfrq qAnf vi€n s6ng Lep ry tt* i6" quy-A;rn gi Phr lrtc s6 fi ban hitohkdmtheo Th6ng hrniy. 2. DF ttdo DiAu le. 3. De 6n thdoh lfp ng6n hing thuong m4i, bao gdm t6i thi6u c6c nQi dung sau: a) S1r cln thi& thrnh gp agga hing thucrng E+i; !) T€n ngen ht"g thucng mni, t€n dnh/thilnh ph6 qrc thuQc tung uong noi du ki6n d[t tu s& chlnh, th&i gian host dgng, v6u iiAu Ftti thilnh ffri', n$i iung hoat tl$ng; c) IiEng luc tii chlnh crireAc c6 COng s6nC llp, c6 COng gOp v6n thrnh tfip, chrl sd hifu, rhtnh vi€n sdng 1fo, thioh vi6n g6p v6n; d) So tt6 t6 r16s y| meng lu6i hogt dQng cta ngen hing thuong m4i fu H6n tong 03 nrm {ig 1i6q; d) Darh s6g[ nhan sU dU ki6n toag tt6 m6 ti chi ti6t tint d$ chuy6n m6n, HDh nchiem c6ng tic toag linh vg6 AilUnt, ng0n hing, H:lh t6, {uin ti kinh doaoh,-ludf # to-gn vi UE to{n rt6p rmg ituqc c6c yCu cAu cr}a ttng vi trl' chrlc danh: (i) Chrltich, thilnhvien, rhtnh vi€n dQc lflp HQi ddng quantri, HQi ddng thAnh vi€n; Trudag ban cAc Uyban thuQc H$i tldng qunn H, HQi tl6ng thilnh vi€n; (ii) Trueng bao, rhtnh vi€n Ban kitm so6q (iii) T6ng gi6n 66c (Gi6m.d6c), c6c Ph6 T6ng gi6m d5c Gh6 C{6Ed6c), f6 toEn truO"E ve ngudi tltug t6" c6c ttcm d truc thu$c trong co ciu t6 c'hrlc; e) Chlnh sich qtrnn $ nli ro: Nhfn di€n, do lu&ag, phdng ngrla, e$n tf vf kidm so6t nli ro tin durg, nii ro hoet rl$ng, rti ro thi tru&ag, nii ro l6i suet Een s6 ngdn hlng, nli ro thaoh lfiodn, rui ro $p tnmg vi cdc nli ro khlc ph6t sinh t& c6c hogt dQng trang y€u vi tong Er6 tlnh hoet d$ng; g) COng ngh0 th6ng tin: (i) Du ki6n dAu nr tii cblnh cho c6ag ngh€ th6ng tin; (ii) HQ th6ng cdngngbQ th6ng tinphrii dr-bio tl6prmg cic ytrr cluvA qudn ti dilu hiDh, qudn $ nli ro crta ng6n hing ftuong mpr vi c6c quy diDh cta Ngan htngNhiaudc; (iii) Khi ning 6p drrng c6ng nghQ th6ng tin, tong d6 n€u 16: thti gian thgc hieu A; tu c6trg ig[,]; fod nnl-.0"g tEC ary U6o ep auoe; du Hfo c{n bO.vn khil "tng cta c{n bO tong vifu ep dUng c6ag ngh€ th6ng tin; !{6 itrm [Q ft$ag th6ag tin c6 th6 fich hgp vi k6t n5i vdi hQ th6ng quin l, cta NgAn htng Nhi nu6c C6 cung cfp th6ng tin theo yeu ciu qudn ry crla Ngto htng Nhi nu6c; (iv) Hd so vE hg tAtrg c6ng nghQ th6ng tin phgc w clio hoet tlong cua ngin hang thucmg m4i; (v) C6c giii ph6p denbeo antoin, bdo EAttuoogtng vfi loei tln! dichw au UdntiEnttat cac gini ph6p rE ttdmbio hoettl$ng U€n tuc ctuhe th6ng cdng neh€th6ng tin; (vi) NhAn dieD" do lu&ag vndh tfiai phucrng 6n quio $ nii ro d6i v6i c6ng neb€ dukih 6p drrng tong Ebh rrrchoet tl0ng ctangEn bnne turc,ng Eei; (vii) Du kifo phen c6ng rAchohiQm beo c6o vn ki6n so6t hoot dOag h0 th6ng c6ngnghQ th6ng tin; h) Khri olng dtngltng vi ph6t tih cua ng6n hrng ffin thi tuCmg: (D Phendch vi d6Dh giithi trudmg ngh hing, trong d6 neu thrgc thlc tgng, th6ch thlc vi tri6n vqng; (ii) Khil ning tlam gia vn cenh tranh tCn thi tudug sta ngfin htng, trong tl6 chrmg minh lgpp lqi th6 qb ngto hlng Lhi tham ga thi tulns; 8 (iii) Chi6n luqc ph6t ti6n, m& rgng m?ng ludi hogt dQng vi nQi dung hopt tlQng ngin hing, lo4i ltich hingvd s6 lugmg tfi6ch hang. Trong d6, ph6a dch chi ti6t viec dep {mg c6c dieu kien d6i vdi nhfmg nQi dung ho6 rtQng c6 CiAu Uen; i) HQ th6ng ki6m soit nSi bQ vi h€ th6ng ki6m todn nQi b0: (i) Nguy€n Lic hoet rlQng vn y6u ciu crla hQ th6ng ki&r so6t nQi bS; (ii) h.thAo olc- quy tlioh nQi b0 co b{n vA t6 chrlc vi ho4t 6fog crla ngan hilag, ttii thitu bao g6m c6c quy ttinh a$i b0 quy tlinh ei kloin 2 Didu l0l Iirflr Cdc t6. chrh tln Arme vi qlc qrry dinh sau: Quy dinh vB t6 c,ntc va loet rlgng cua HQi tl6-ng quin ti, HQi ddng thtnh vi€n, Ban h6m soft, Ngrrdi Cilu hr"h; qu, tfinh vA t6 chrlc vi ho4t tt$ag cta tU sO chlnh, chi nhfnh y1 s6c tlcm t trUc thuOi kluic; (iii) N$i drmg vn quy tloh h4t rlQng crta ki6m to6n nQi b0; k) Phucmg dn kinh doanh fu kih tong 03 nim dlu, mag tl6 t5i ,tri6u pnei bao g6m c6c nQi drmg sau: Ph0n dch thi tsutng, chi6n lugc, mrgc tifu vA k6 hoach kinh doanh, cficbLo s6o tii ch{nh {r ki6n crla t&ng nIm @nng c6n d5i k6 to6n, b6o c6o t6t +re kinh de6h, bdo c6o lug chuydn tiEn tf, cirt tieu an toan v6n t5i thiAq c6c cH tieu vA hi€u qun hoat rlQng vn thuy6t minl ne naag thrrc hiQn cdc cht ti€u tii chlnh trong trlng nlm). 4. Tii lifu chrmg minh nlng lgc cta bQ m6y qunn H, ki6m so6t, diau henh fuki€n: a) So y6u $ ljch theo roil qoy diDh t+r Phu lUc s6 OZ ban hdoh klm theo Th6ngtuaiy; b) Phi6u $ fich tu ph6p: (i) D6i vOi "m" su du kifu c6 Er6c tich Vi€t Nam: fhifu ty [ch tu ph6p <lo co quan Suin l, co sd dii lipu g lich tu phfo cap, troog tt6 phii c6 dAyttri th6ng tin ve rinh uurg 6n tich (bao g6m dn tich tl6 tfuqc x6a vi {n fth chua tluqc x6a) vi th6ng tia v3 viec c5m Om nhi-€-m chrlc vu, thrinh lfp, qudn ry doaoh nghiep, hC? t6c x4 Gi) D6i yfi nhin su d\r ki6n kh6ng "6 qu6" {ch Vi€t Nam: pni6u ty Ucn nr phfu hotrc vlo Qia d ga oi trcmg ttuoag (c6 diy rfti th6mg tin vA tinn tqng en flcfu 66ng tin v€ vits ctm tldm nhi€m chrlc vg -' lnh Ifo, qudn $ douh nghifu, hqp.t6c xE) phili tluqc co.quan c6 'qA- quyeu crla ViPt Nam ho{c co quan c6 thAm quyAn cua nu6c ngodi c6p theo quy rlinh- Trulng hqp phifu ty U.cn tu plfu hoic vEa bdn c6 gi6 ti trcng tfuong do co quan 16 rA- quyln nu6rc ngoii "6p tmog c6 th6ng tia vA viec c6m dr- nhiem inrt vrf thaoh Up, SuCn ly doanh-nghiQp, hCp t{c xE tht Tnrdng Baa tn} bi phrli c6 vIn btu giii tdDh vA viec pnifu ry Ucl tu pbfo hotc vEn bin c6 816 ti firong duotrg do co qum sg rhAyn quyln au6c ngoii cAp kh6ng c6 th6ng tinniyvt camk6t chiu trich nhiQm tnrOc plep U6tvd vifu nhED sU fu ki6n kn6ng thu$c c6c frudag hS? lfi6ng tfirqc tldm nhifu chrirc w theo quydiDht+i LuAt c6c t6 chrlc tln dung; , (iii) Phifu $ [ch tu ph6p ho{c vEn bdn c6 916 ti nrong tlucmg.quv dinh.g di6m b(i) va b(ii) cria Iftoin niy phti tluqc co quan c6 thim quy€n cep ft6c thot di0m uOp h6 so dA ngbi CAp gi6y ph€P knong qu6 06 th6ng; c) C6c v5o bing chrmg minh 6;5tr tlO chuy€'n m6n; d) C{c tni [eu kh6c chrmg minh vip tt6p rlng c6c CiAu kien' ti€u chula theo q"yCirlCi nat Cict6 chric tln dgngvi c6c quytlioh c6li€nquanctaphtp luCB th Trudns hcD nsu&i fu tih drroc bAu $p thtnh vi€o HOi ddng quin tri, HOi ddng til;fi ti6, tfrern ti'e" Ban kiEm so6t, T6ng gi6m d6c (Gi6m 66c) kh6T r.g c6 qu6c-tich ViQt Naq ngoii c6c vtrn bdn n8u tr€n' phrli c6 vEn bin cam k& tl6p ring rliyt$ c6c A&r UqnA6 Cur cutrfrvllam vifuhi ViQtNo" 5. Bi€n betr cuQc lgp c6 tOng seng UP, thilDh vi€n sdng l$p ho{c vtu ben cua chrl sd hEu vA vifu lga chqn Ban tn) bi, Trudng Ban t[ bi, th6ng qua fu theo DiAu ler dA 6s 'qanh hp ngar bing thuoag m4i vi dnnh s6ch c6c e,hrlc danh qunn trL kiAm so6g alu ntl au nEo vi lua cho'a Ban tn) bi, Trudog Bao td bi' Dtlu 12. Eb so dt nghi cip Gr{y ph6p thilnh l$p vt hosi d$ng ngtn hilng thuorg nC c6 phln - l. manlphln ld sotheo quyttinh t+i Dieu l1 Th6ng ur niy. 2. Darrh sAch c6c c6 COng sdng lflp vn du kih danh s6ch c6c c6 d6ng g6p vfa thtnh l$p theo mflu quy dirrh tei Phu luc s6 Og Un na* kCm theo Th6ng tu niy. 3. Hd so cta c6 tt6,ng g6P v6n rhtnh EP: a) o6i v&i c6 nhtn: (i) Dcn m,a c6 p1[n C5i v6i c6 nh6n theo mfiu quy rrinh t+i PhU luc s5 09 ban htnh kdm theo Th6ng hr niy; (ii) Btug ke khsi ngudi c6 lih quan theo n6u quy 'rinh hi Phu tuc s6 t t ban hrtrnhktmtheo Th6og tr niY (iii) Ngoii c6c thrnh phAn hd son0utneD, c6 COng s6ng lflpphrii c6 th€m c6c v5nb{n seu: - So yfu tf [ch theo ,1, +ry dinh qr Phu luc s5 OZ Um htnh kCm theo Th6ng nr nly; - pni€u ty tipl tu phdp do cd qrlsrl quen ry co sd dt li€u I lich nr.ph{p c{p, tong d6 phni c6 6iy thi thdng 1ia v! rtnh tr€ng 6n fich vn th6ng tin v€ vifo iam thtnh lQP, doaoh nghipp, hqp tic xE; - 860 c6o Ai chlnh 03 nxm [h kA nxq nQp hd so dA agti .5p Ci6y $ep $ doffi nghiQp ao c,6 AOng stog $p quin l, hotc BCn sao c6 chrmgthgc vloblng 6ai hoc i'o&-trto a+i hclhuyen iginl tai cUnt' ug0n htng, kinh t6' +'A q Uon dsanh, lu0t, k6 todn vt kidm to{n; - Bdng k€ khai c{c loei di sin c6 gi6 tri t& 100 triQu ddng ffi Eq c6o khonn l0 ng rd tii Ueu chrmg minh 1toso milr quy <linh tgi PhU t*c s5 tZ Uan bAnh kdm theo Ih6ng tu niy; b) D6i v6i t6 chrtc: (i) Doa mua c6 pnin tteo m6u quy t[nh tai phg tuc s6 tO ban hlnn kdm theo Th6ng tu aty; (ii) Bing kC khai nguli c6 Iien quan theo m6u quy dinh tai phu luc s6 I I ban htnh kdm theo Th6ng tu niy; (iii) ciAyphep thinh lflp hofu vIn bin tuong ttuong; (rD H0 chi6u crla ngu&i d+r dien rheo phip lugt vi ngudi d4r dien v6n g6p cta t6 chtc tgi ng6n hiiag (tl6i v6i nguli kh6ng c6 qu5c tich ViQt Nam); (v) Dieu rc oiat6 chuc; (vr) 860 cdo tii chinh nnm []n kd nim n6p h6 so dg nphi c6o Gi6v oh6o vd 86o cdo tili chinh cda ttai a6m gAn nt6t unnii uai adm fo rdso cdieUcip Gi6v phep tti ttuqc tih toen d0. tap b&i doaoh nghiQp kiEn toen tnuolian[ s6ch doaoh nghigp ki6m to{l dt diAu-kiCn kinh doaoh dich vu ki6m b6n do co Eraa c6 thim quyAn c6gg b5 vd ktr6ng c6 f ki& ngoei tr) cria rltn vi ti6m toen. Tnrdng hs,p t+i thdi didm nQp hd so dE nChi & ciAV ph6p chua c6 b6o c6o tni chlnh ttuqc kiem to{n tht n0pbAo c6o tai *nl cnu" i"q. Ue, to6n vi phii n6p b6o c{o tAi chlnh tluqc ki6,n to6n ngay sau lfii t6 chric ki6m to6n ph6t iart Uii, c6o kiEm to6n vi phrii chiu trAch nhie,m vd nQi drmg b6o cao tii cninh tlE n6p; (vii) Ngoni c6c thrlntpbAnnd son€u tr0o, c6 COng s6ug npph,li c6 th€,m cdc vEn bAn sau: - So y6u ty 4cl cria ngudi rtAi diQn v6n g6p theo m6u quy rtinh tei phU lUc s6 07 ban hitrnh klm theo Thdn_g tu niy; phifu l, Uch tuph6p do co quan quin if co s& dt lifu $ lich tu phAp c6p, rong rt6 phti c6 ttAy thi th6ng tin vE dnh reog 6n dch; - B6o c6o tii ch{nh 05 nlm liln tifo 1}a g nxm aSp td so dA "ghi cAp Ci6v phep de arqc h.h todn .lQc hp bei doanh nghiQp kiEm todn thui ifr",i, ra"i doaoh nghiQp ki6m to{n rin ttiEu kiQn Enh doaoh di"h ,u UEm tonn do co quan c6 thim quygn c6ng b5 vi h6ng c6 f-ki6n ggo+i rr) cta tlcn t tiAm toen. Trubog hOp ei thdi tli€m ngp h6 so tl6 nghi clp Gi6y phfu chua c6 bAo c6o tdi chinh rtugc ki6m todo tbt nQp b6o c6o tii chlnh chua ttugc kidm to6n viphni aQp bAo c6o Ai chlnh tfuqc Udm toen trgay sau lti t6 chric Udm toan ptet r'a"r' iao "eo Uh to6n vi phrli chiu dch nhiQm vA ngi drmg b6o c6o tni cntnn Ca n6p; - VEn bdn o,i" "6p ci thAm quyla chfo thuin cho g6p v6n \inh gp ng6n httng tl6i vdi tu&ng hqp t6 chrEc l| dsaoh nghiep Nhi nu6c; (viii) Beo g6c nfnq x,q dinh khn nlng vA tii chinh d$ g6p v6n ftilnh gp hing thuong mei cJ phAn crla t6 chrlc lfiOag phni B t6 ctric tln dpg theo quy dilh hi PhrJ lgc 13 ban hrtrnh klm theo Th6ng tu niy; ng6n mEu lt (ix) Tti li€u chuue minh tl6p rmg diAu kien vE viec Ouc hiQo nghia 41 6o$ va Uao ii6rn *i lOir V-f" bdn cam f6l ttgc hipn dly ttrl c6c ngbia rr* th.re, q6o ni{, *a UOi ",i" t6 chrlc theo Ptrp tW s5 t+ Uan Uann kdm theo.Th6ng hr niy'; V-an ben x6c DhAr cua coquanthu6 vA viec ttuc nien ngbia vs thu6 vt tgF:fh *A nu6c; VEn bdn cua co quan bio hi0m xe hQi cung cfo th6ng tin v6 vifo tl6ng bdo hiAB xi h0i crla td chrlc. 4. Sau lfii .hfn tluqc ven b{o ch6p thu0n nguy€n tic, Ban td bi phrli nOp b6 smg c6c vtrnbio sau: s) Dieu rc ctu ngfu htng thuoag mgi c6 pUAn Ce arqc Dei hQi ddng c6 d6ng th6ng qua; b) Bi€n bin cu0c hgp Dpi hQiddng c.6 COng Alu tieo; c) Bi€n bdn hop HQi d6ng +rin fi th6ng qua c6c nQi rlung vp viic blt "-n!' aaoU Cti tict HOi'Add S,ri" tri; Bi€n bdn hop Ban ki6m soAt v6 vifu biu chrlc danh Trudag Ban kidm so6q d) OuvStdinhctaHOi ddng +rinti vAvitst6nnQmchrlc d'"h T6ng gi6m -.d5" Gtt6c), mo r6ni si6nc6c Gh6 Gi6ndSc), K6 to6ntnrdns; ' d) Doh s6ch c6c c6 tOng gdp v6n th'"t' lfu tleo n5u quy dinh tsi Phu luc s6 Og tan Uon kdm theo Th6ng tu ni5 e) Vin bin crla ngtu hrng thuoog mer noi Ban trr) bi Dd tni ltoen g6p v6n xt nr,An s6 tih g6p v6n cta c6c cd tl6ng g6p v6n thrnh $p; g) VEn bdn chrlng minh quyAn sdntu hotc +ry0n su dr;ng hqp ph6p tru sd chlnh cua ngtn hing thuong m+i c6 phnn; h) Ciic ouv tlinh u6i bO v! t6 chric vi ho$ dOng cta ne6n bing thuong mai 16 phii" q,ry di;h $ diAE i lfiodn 3 Ditu I I Th6ng ur niv & duqc Dei hOi d6ng ci COng, ffQi Cdng queo n[ th6ng qua; i) B{o cio cta c6 d6nC s6oC lb B ng6n htng thuoag mei trong nu6c v} vits tl6n rms c6c dieu tien fteo quv difr cta Lu0t C6c t6 chrtc tln drmg vi cdc vtrnbin hrdrc-dfo fi thei diem nop i6 w dA nghi c6p Gi6y phep .lCD thdi tlii:rn n$p b6 sugv:anbin; k) C6c vIn bin ltlic c6 li€n quan dfo cip Ci6V ph€p' Dilu 13. Ed ss 0& ngb| c{p Gi6y ph6p th}nh l$p vi hogt d$ng ngtn hing Iltn doenh, ng6u hfng llX)% v6n nu'fc ngo]i t. Thioh phAn hd sotheo quydinh t+i DiAu ll Th6ng tr niy' 2. Hd ss ctls cht sd hinl thtnh vi€n s{ng l0p B t6 chfrc dtr duDg nu6c ngoii: a) BAo c6o tni chlnh rE (hrqo kiem to{n 05 nIE li€n d6p tih t} tuoc nrm uQp h5 so dA "ehi "6p cd, $ep vnkh6nq c6, kiF ngger tn) ".la dor vi kiem toeo. r*u"g lc,p ei ihei d{d- nQp nd so Ct ngni cAp Gi6v ph€p thua c6 beo 9{o Ai Aion aic E|.tof" ttf n6pb6o c6o tsi chlDh ch,a tluqc kiem toia vnphii 12 n$p b6o ceo tai chiDh tluqc ki6m to6n agay s1u khi t6 chrlc ki6m todn pUt r'*r' b6o cdo ki6m toda vi phrli chiu t6ch nhiQm vd nQi dung b6o c6o tAi chlnh rt6 nQp; b) Ci6y phep thdDh hp vi ho4t ttQng hoic v5n bin tucmg tlucmg; c) VEn b{n cr}a co quan.c6 thAm quyAn cria nu6c noi t6 chrlc tln dung nu6c ngoii t$t tqr s& cblnh cung c6p th6ng tin v6 t6 chrlc tln dUng nudc ngoli nhu sau: (i) NQi thmg hopt tlQn-g tluqc ph6p tqi nufc noi t6 chuc dn dlmg nu6c ngoii tEt tu sd chlDh tai thli tli6m nOp h6 so dA nghi cAp Gi6yph6p; (ii) IlDh hinh tueo thri ph6p lu6t vQ hogt dQog ng6o htng vi c5c quy dilh ph6p lu$t lhitc nong vdng 05 nlmfien ke tu6c qlm nQp h6 so dd nghi .dp Ci6y ph€p vn d6n th&i di6m nQp hd so dA "ghi c6p Gi6yphep; (iii) Ty rc an toin v6n vi cic f! lQ dem beo aa toCn khiic theo quy ninh gUa nu6c noi t6 chrtc tln drm. g nu6c ngoei d[t tu sd chinh vio nim liin feiruOc Dim aQp hd so dA nghi c6p ciAy phepva d& thdi didm nQp h6 so ttA aghi c6p ci6y ph6p; (rr) Ijoh Foh tu6" thri c{c guy dinh vA qudn tri nii ro vt trtch lflp dgphdng vio "r'" $n kA ttr6c nim qgp [$ so tti nehi c6p Gi6y ph6p vn ddn ttdi Adm nOi h6 so dA nghi cAp GiAy ph€p; d) VIn bdn hotc tni [Qu cta t6 chrlc xdp hqng 6n Dhigm ar6c d x6p hsng dn nHgm.A6i vCi t6 chrh tin (pg nudc ngoii trlng rhdi tan O'O +rLg tnr6c tnOi &6. nQp hd so; d) Di6u le da t6 chlc tln dsng nu6c ngodi; e) B{o c{o qud tiDh thdnh Ep, hogt dQng yl dinh hu6ng ph{t tih cria t6 chrlc tln 6,ng nu0c ngoni cho tlfo thdi tlidm nQp h6 so dd "ghi cJp ci6y ph6p; g) auft dinh.b6 nhiQm ngu&i dq dieo v5n g6p t+r ng0n hing li€n doaoh, ng6n hing lfi)% v6n nudc ngoii cua t6 chrtc tin du+ nu6c ngoei theo quy Cinh c'ria ph& lu$t kd,m theo bin sao h0 chi&r sua ngudi tlai diQn v5a g6p. 3. H6 so cta theDh vi€n s6og lfo ng6n hihg li€n doanh li ng6n hing thuoog mai Vi€t Nam, doanh nghiep khOng phdi li nghn hrng gdm dc g6y td, tii lifu quy dinh tai fi68 b tfiodn 3 Dih 12 Th6ng urnty, tni crn -ra cts inAr. 4 Hp d6ng li€o doanh c6 c6c nQi dmg chrl y6u theo quy hp ddag th6a thu$n g6p v5D $a e tta"n vien sdng l6p lfi)% v6nnu6c ngoAi. tlinh ctaphdp lugt t6i vOi trdan h'Inc 5. VIn btu cta co Eran-c6 tlAm quylo cta nu6c noi t6 chtc tu dpg nudc ngoii dlr tsu sd chhh cam t6ttao dim khA ning gi6n s6t toin b0 hopt tlsng cria ng0n hing nudc ngoAi @ao gdm cd hogt dQtrg crla ng6n hnng n€n doanh, ng6n htn- g lOelo v6n nr6c agoii Ci Vi?t Nam) t€n co s& hqp nh6r theo th6ng lQ qu6c t6. 5. Vin ben cam k6t crla chrl sd htu, c6c thtnh vi€n sdng lfp vA vifu: IJ a) H6 trq vE tii cblnh, c6ng ngbJ, +rAn tri,-tli6u hdnh, hoet tlQng cho ng6n nang tien doaoh, ngAn htng l00o/o v6n nu6c ngoli; b) Dim beo duv trt ei6 tri thgc cua v5n diAu p crig ngin htng liOn doa'rh' "na"-#"* roeZ "6J t"d ,goai kh6ag thfo hcn ufrc v5a ph6p ttinh'-LdAP Tc cE, e,r "r[ s,rtiirn ,g * t"f hoet rlQne thb Ery tlinh cta ngrn h]rg Nhi nu0c' 7. Sau khi nhfln tluqc vIn beo ch6p thu$n nguy€n tic, nan tr} Ui 6a n6p t6 sung cdc vlnbh sau a) DiBu lQ cria Ng6o rrrng dA tluqc HQi 6dng thanh vit6 thfing qua; b) VIn ben da mQt ngeo hing thuong m4i noi Bao tnlbi mdtii khoin g6p v5n xAc nhfin sd tih g6p v6n ctra c6c rhrnh vi€n s6!g Ep; c) VIn bin chrlng minh quyln sd htu hoic g"ylo st d\ng hqP phrlp tp sd cblnh crla nts" htng thuong m4i; il C6c orv dinh nOi b0 vA t6 cffic vnhoet ltOne cta ng5n trtng fen doaDb' ngan Ung tOO7, v6n nudc ngoii quy diDh t+i di6n i ltodn 3 Dieu I I Th6ng tu nAy tE tluqc HQi tl6ng thtnt vi€n th6ng qua; . - 61 860 c6o cts rhtnh vi€n sdng lflp B agen hFg thucmg mgi tong oYq Ye mi.xtrsi=x,ffiff;y;ffff#dxf*1#,f; J';h'fr'$ sung vIn bAn; e) VEn bin crla co quaa s6 tr'Am quyln clla nytc noi t5 cnirc tn dgng nu6c ,goN lft tu tO cHol ceil ei6 cht sd hftlthenh vi€n-sdoglh B t6 cmc m $unc i*r"*mn*g*m"#il,T"f Hff#dlr##,f"h* nQp b6 srmg vEnbin; g) Ngoni "65 ttrnh phh hd so quy tlinh tsi didm 4 b, c, 4 ( e kloh {Y' San fr Ui-thADh hp ag6nhrlng.l00% v6h uu6c ngoii li c6ng ty tr6ch nhien ffitr h{n DOt thAoh vi€n phni nQp b6 sung c6c vtrnbin sau: 6) ou#t diDh cta chrl s& htu vB vip b6 Dhiem Chrr tich hai Adng thi+ vi6n '6dh vi€n ngi C6ng 6eft vie', thinh vi€n Bao kidm sott, T6ng gi6m tl6c (Gi6m 66c), Ph6 T6ng gi6n d5c @h6 Gi6m tl6c), KE to6n tnr&ng: (ii) Bi€n bin hop Ban kidrn so6t vA vigc bAu chuc danh Tru&ng Ban ki0m h)Ngoni cActhnnhpttn$ soquyttinhqididmsb, c,4^4 ekloin 7 Dilu ney, San trt ti thinh Ep ry0n haug li€n doaDh' ,Cto bA'-q.1ry/".16t o"6t oCo-" h 6hg ry trAch DhiQm htu hsn ffi thinh vi€n trd l€'n phii nQp bO smg cac vaD so6t. bin sau: (i) Bi€obdn cuQc hg,p Thibh vi€n g6P v6n dlu ti€n; 6il Bi€D ban hop HOi 66ng rtnh vi€n th6ng qua c6c nQi duog vA 'i€" P+" cnltc a'"r' Ctrt tich fioi CBng 't'*"t' vi€,n; Bi€o bdn hqp Ban kiCE soit vO vits bnu t4 chric danh Trudng Ban Ki6m so6q Gl) auy6t digh cua HQi d6ng thdnh vi6n vd vi€c b6 nhipm chrlc danh T6ne gi6m tt6c (ci6n d6c), Ph6 T6ng gi{m d6c Gh6 cidm d5c), f6 toan tnrong; - i) C6c vIn b{n khdc c6 ti€n quan d6n g6p Gi6y pUep. Di6u 14. Ed so d0 nghi cdp Gi6y ph6p thfnh gp chi nhrrnh ng0n htng nufc ngoii f . O1n rf} nghi c6p Gi6y prcp tr'r"r' $p chi nh6nh ag6a htng nu6c ngoii do $"Y d4r,qq theo ph6p lugt cta ng0nhAngnu6c ngoii kf theo m6u Suydinh tar PhU lUc s6 05 ban hanh kdmtheo Th6ng Arniy. - 2. De 6n thenh Qp chi nhtnh ng6n hang nu6c ngoAi bao g6m cAc nQi d'ng co bin sau: a) SU cAn thi6t thilnh l$p chi nhAnh ngf,n hihg au6c ngoii; b) Te-n chi,Dhl+ ngEo hrlng nu6c ngoii, t€n tlnh/thinh ph5 qrc thu$c frrmg ucmg noi q T1 gij g$ chi nhdnh, nQi duog hopt dgng, OOi gian ho+ rtong, v6n &rgc cip lfii thlntr 16p; c) So d6 t6 chric, daoh sich nhen sU fu ki& crla chi nh6nh ns6a hetre nu6c ngodi phri hqp v6i c6c quy rtinh ter Difu 97, Difu 98 LuTt Cac td -Atc U" (rrg; 61snh 56c[ nhtn str dg ki6n phei mO 6 chi ti6t EiDh tl6 chuy€n m6n" kinh nehi,fl c6ng tdc, ning lgc quAn $ nfi ro tl6p rmg ttuqc c6c y6u .Au "rt ttog "i t l;- , d) Chinh sdch qunn lf nii ro: Nh$n dien, do ludng, phdng ngrla, qudn 19 vi ki€,m soft rti ro tln drn. g, nli ro hogt 6gng, nfi ro thi tnrdng, nli ml6i s,;ft tre; s6 ng6n hing, nli ro tlanh lfioin, nli ro gp tnrng vl cdc nli ro kh{c ph6t sinh tL c6c hofi tlQng tgng y6u vnmng qu6UnnioetAbng; 6) C6ng nghQ th6ng tin: (t) DU Hdn dAu u tii chlnh cho c6ng nghQ th6ng tiu; . .. (ii) [re tnSnq c6ng nghQ th6ng tin ph,ri tr6m bdo tr6p rmg c6c y€u cAu va quin tri di6u hinh, quin $ nii ro crria efui nhdnh lgls hing nu6c ngoni vA c6c quy ttinh ctaNgfuheng Nhinu6c; (iii) Khd n[ng ap dqng c6ng nghQ th6ng tin, tong 116 n6u 16: th]i gian thgc hiQn tl6u tu c6ng nghQ; logr htnh sgag ngbQ dU ki6n 6p dUag; dU H& "eo U6, ,n Iti aqS c0a Sl b0 troag vi.ft 4p dunC c6-ng nChQ th6ng tin; b6o rtrm hQ th6ag th6ng tin c6 th6 dch hqp vik& n6i vdi hQ th5ng qu6n lf crla NgSn htng Md nudrc tl€ omg c6p th6ng tin theo yeu cdu qudn lf cua Ng6n hdag Nhii nu6c; (rv) H6 so vE hg t6ng c6ng nghQ th6ng tin phgc vg cho hogt tlgng cua chi nhinh ngfu htng au6c ngoii; " "Pfif ffii* ttim bio an toen, bAo DAt tuory rms vdi loai hinh dich ,* (vi) NhAn dien, tlo lu&ng vitri6nttai plucmg 6n qudn g nfi ro d6i vOi cOng IJ nghQ du Hen 6p dung trong linh vgc hopt tlQng cria chi nhdnh ngin hing au6c ngoii; (vii) Dukihph,6n c6ng tr6chnhiQmb6o c6o vnkiAm so6tho$ttQnghQ th6ng cdng nglQ thOng tin; e) Kbi nlng ttrmg vEng vi ph6t trih c0a ebi nh{nh ngan hhg au6c ngoi'i tr€nthitrudngr (i) PhAa dch vn tf6nh gi6 thi trudng ngtn blng trong 66 n€u tlugc thuc trqng' th6ch thtc vi tri€'n vgng; (ii) Khn nrng tham gia vi cqDh taDh t€n thi tulng s0a pfui nh{nh ry6n hing nuOc'nioai, nool CO ttttg .irl 6usc lo tt6 cta chi nhfnh ng0or hing nu6c ngotri lhi tham gami tnrdng; (iii) Chi6n lugc ph6t trih m& rQng mgng lu6i hogt d$ng vi n$i dmg ho4r d6ns nsan hiag, bai itEcl hArg ve s5 h(,Dg kh6cl hAng' Trong tt6, p!6n dch 16 ,i'P-C6 rftg clc Alu Uqn A5i v6i nhtng nOi drmg hoet tlOng c6 di&t ki€n; g) H0 th6ug ki3o so6! ki6m to6o nOi b0: : (i) YOu ciu C6i vCi nC O5ng kidm soAtn0i b0; (ii) DE thio c6c Ery dinh.nQi S * bF vE t6 chrlc vi ho$ tlQng ctla chi "h6,i ne6n bing nuOc ngoni,- t6i tiiA, U* gdm c6c +y Cip\nQifO q"J di*'" lfioin 2hlu f Of f,ufi Cgc t5 chuc tln dqog vn quy <linh v6 t5 chtc vd hoet dOng crla chi nh6oh ng6a htng nu6'c ngoii; (iii) Quy tlrh hoet 60trg cria ti6rm toan nOi U0; h) phucms 6n kinh aoanh d;ukifo rong 03 nilgdau trong tl6 t5i thifu ehli bao sdm c6c n6i duDg sau: Phen dch thi ttrdtrg, chiEn luqc, mp ti&r vi k€ hoqch htoh-rt6ne CB iat Cuqc mw ti€u d6, c6c b6o c6o tii chlnh du ki€o +a qm8 nq Oenc cen-d6i k6 to6D, b6o c6o k6t qut kint' doatrh, b6o c6o luu chuyen deo t€, ghi iar I" t"u 16ot6i titr,, c6c cht ti&rvAhiQu +rnho+t ttQng vi 6uy€t minh kha nrng thgc hiQn c6c cht ti6u tii ctrlnh hong tlag nim)' 3. Dilu le cua ng6a hing P6. 4. So v6u lg lich cria T6ng gi6m d5G (Gi6n d5c) cta ghi nhlnh ngin hlng uu6cngoii duki6ntheo m6u Eryttinhhrlhuluc s5 07 banhitrnhk0'mtheo Th6ng * J" t re" rm" t t" rs;-#ft il;-flifu ii tcl tu pup tleo cq cinu- $ difu b ffi;in 4 Dilu 11 Th6ng tr niy; Btn sao c6 chfug thuc c{c vIn blag' chtng 9ll shltrq minh ning trrc, ttln CO ctuy€n m6n vi c6c tAi lipu-chring minh vifo d& tg &IAgrffefr, tieo.no5" tteo +y Cinn tar l--y+t CAc t6 c.hric tindlpg vi cic +rv ti*pnep r"ai.o uclr +rr" ".r"'rt i gl-c5c lotna6c) duki&" 5. Gi6voh€o thtnh tfp vi hoat tl0ng holc c6c v5n bin tuoag thrcmg do co quan cO tUtm quyln cta nuOc nqi t6 chlc dn d\mg nu6c ngoAi d[t trrr sd chlnh c6p c,ho ng6n hrlag lng. 6. VIn bdn crla co qrlan c.O thtm quylD crla nu6c noi t6 cihtc dtr fipg nu6c l6 ngoii dit trg sd chinh cung cfo th6ng tin vE ngin hang m9 nhu sau: a) NQi dung hopt tlQng tluqc phdp ter nu6c noi t6 chrrc dn dune nu6c nsori t$t ts s& chlnh 6i thdi tti6m nQp hd so dA "ghi cAp Gi6y ph6p; b) TlDhhtnh tuen thriphrip lugtvaho4rrtQngng6n hrtrnc va c6c qwdinh oh6o t$lF*I":g vdng 0{ nrm rien kA tnroc nln o6f nd so cA ,chi .h ci6y ;he;vi tl€n thdi rti6m ngp hd so d€ nghi c,6p Gi6y prcpi c) Ty.le an bin v6n vi c6c ti l0 drm bdo an toin lfi6c theo quy.rinh crla nu6c aoi t6 chric tin dung nu6c ngoii ttst t4r sd chinh vio nim ua, ti6 tnroc nr- nQp h6 so d6 ngni cip Gi6y ph6p vA d6n rhdi tti6m nQp hd so dA rehi "rp Ci6i ph€p; d) Tl+ hlnh tu0n rhri c6c quy rlinh vA qudo tri rui ro vi tich 16o du phdns vao nrT Hn kB *'drc nimaQp h6 ro ira "gq'.tp cliipiee "a aer rffi At-io;n6 so dA .ghi cdp GiAy pnep. - 71-VEn bdn cda co quan cO tUim quyAn cria nu6c noi t6 chrlc tln dgng nu6c ngoii dtr tru sd cblnh cam k6t}tut nlnggi6m s6t toin b0 hoet rlOng ",1" i6 hi"; 3: O-.g:. q l"qt tlQng cua .ni gfrIlr ,g., na"e ,"C" ncoiI tai VIet Nr.j t€n co sd hp nh,it theo tMng lQ SuSc t6. 8.. B6o c6o tAi chloh d6 tluqc ti6rn toan 05 nEm li€n fifo tih tA tnrOs nIm nQp hd so dd nehi cfo Ci6yph6p cria agan hiag me. - . - 9. _V,5n bdo hotc tti lifu cua t6 chtc x6p h+g tin nhi€m qu6c t6 x6p hans tln nhiem d6i v6i agAn hiog m9 hong th&i hso 06 th6ng tnr6c th& Adm n$p h6io. . 10._vn bdn cria ngtn htng m9 bio tldm chiu hotn toan ffich Dhiem d6i v6i mgi nghin vg vi. cm k& c{a chi nh6nh tai Vift Nam; tldm bAo duv tt si6 x.i thlc cta v6a tlugc dp {" chi nhjnh kf6ng th6p hcm oorlc v6n ph6p i6-"a ra qp hign_cac quy Ciph vA han cn6 C6 Uao aa- an toao t oog no6 C$ng theo Suy diDh "t" Lr$t Ca" td chric tla fimg. 11. B6o c6o qud rlnh th+h hp, ho4t ttQng vi ttinh hu6ng phrtt trih d6i v6i ngtn hrlng mp cho d6n thli Adm ngp n6 so CA nghi c6p O6yitep. . _ 12. Ven bF crla ngtn !t"g me do nguli der dien theo phdp lusr ki vA vifu cu Ban tni bi vn riy quyBn cho Trudng Ban frt bi. !3_. VEn bio crla ng6a htng 69 do nguli d4i die-n theo phfu hflr ky kem tii Iifu chrinC minl chi nhinh 1gfls htog nu6c ngoii rtang logi CO;g 6i Vi6 Nam rt6p tug c{c ttiau tign quv di,h t+i a6n a noiur s Di6is-rGtEaI-ti .ilr. u, {1ng trong tudng hq,p ngfu hillg m9 dA nghi rmt hp chi nh{ni, lgtn hing nu6c ngoti thrl hai nd l€n .ei Vift Nam- 14. Sau lfii nhAn dugc vEn bin ch6p thu6n nguy€n tic, Ban trr) bi phrfi b6 sung c{c vEn bda sau a) VIn bnn U6 oUC- T6ng gi6n d6c (Giim d5c) cta chi nhrlnh ng6n hing nu6c ngoii do tlei dien theo phdp lugt cta ng6n trtng me kg; ll b) VEn ben chrtng minh quy6n srl dfrng hqp ph6p tU sd crla chi nhAnh ngin hlng nu6c agoii; c) C6c ouv dinh n6i b0 vA t6 chrlc vi hoet tlQng crla chi nh6nh ng6n hing o"Origoei qiiv Cirn Ci Ci6- g khoin 2 DiEu ndy (tuqc ng6n htng m9 th6ng qua; d) VIn ber da Co quan c6 rr'Am quyh cua ry&c nsi t6 chlc tin d\ug nudc nsoii eEttru sd Oinn A{on gie nger hitrg mQ dip ttug c{c A}u kie'l,S* gry $tr "i;ilat_-,6 .u,i" Uo Oie uI.o,u" U" l"O'g a6o tt thdi diiim nQp h6 so cA ngnl cAp Gi6y phep d& tudi tli0m oOp b6 sung vtrn bin; e) C6c vEn bio lfi6c c6 [en quao dh 6 Gi6v phep' Ei6u 15. Hb sd dt nghi clp Gi{y ph6p thhh l|p vln phtng il+t diQn nufc ngoii l. Don dA ngli c6p Gi6y pUep thiDh EI' vln phdng tlei dift']6c -oCoii -d: ngudi tlei diQu theo phfu lu0t cta t6 chrlc tln {rng nu6c TCiiq.6 thI"^}".T- tq"-T t[], .O'loai COn_C iCen hr"g kf theo miu quy diDh t+t PhU lUc s6 06 bm hdnn kOmtheo Th6ng tu niY. 2. Gi6vph€p hoat 60ng ho6c vtrnbin tutmg tluong Oo co aran c6 !ri- +-Vin ..i";;;l't6 ir,i" m'arig o"o" ngoi! t6 chrlc nu6c ngoii kh{c * }901d0Y ngtn hing tt{t q; se chlnh cfu cho t6 chrlc do dung nudc ngoii' to chuc nuoc ngoii lfiilc c6 hogt ttQng ng0n trng. 3. V5o bdn ctia co quan c6 tim quyln str nu6c noi t6 cUrlc 11 9"C t"6^' nsoii t6 ch&c nudc ngoii tfi6c c6 hoet ltOag ngfn m"g d{t tnr { thiq.1?C.c9 -tiOrg'U rg O* hhh;$n thi ph6p lu$t cria t6 chrlc tln dlpg nu6c ngoii td chirc nu6c ngoii ltr{c c6 hogt d$og DgAn hing. 4. VIn beB ctu co quan c6 ttAm quftr crla nu6c noi t6 chrlc tin dpg nu6c ogoei t6 "Utfti"O. ogoli ne""O Uost dQng ryen hh-g C{1tru sO gltnl cfo gfen ,f"il; d" dpg nuCingoAi' t6 clflc nudcngoni lhic c6 hoot tl$ng ngio htng thrnh EIr Vtra Phdog d+i digo nu6c ngoli qi Vi€t Nam' 5 . 86o cio qu6 tlDh lhiDh l0p, hoot tt0ng cta $ *trc -Up 4n-g' 6. 90* i*: ngoAi kh{c c.6 host tlOug ng6n hing chP dhthgi qem nQp h6 so tl6 ngbi.",P-T1I p[6p ve 6inh hrdag phit tiEn cta t6 chth fa drrng nudc ngoii' to chrlc nuoc ngoai nec c6 hoet tlQne ngen hrng 6i Vift Nao' 5. 86o c6o tii cblnh nEE Uin kA tru6c nlm oQp h6 so dA nehi cfo CifvPlep Ce arq" ki6. to6n qia t6 c;hrlc tla duog, t6 chrlc nufc ngoii ltr6c cb hogt tlQng ng6nhing. 7. So yfu $ lich cr)a Trudmg VIn phdng rl+i diQn nudc neoai {u US tn1 ,4, s,t dirh ht Piu luc s6 OZ ta" monki'm thco Th6ag hr niy-c6 x{c ltq.d" ti tni" U" Op! n"ic ngoei, t6 chrlc nu6c ngoii ffi6c c6 ho+t d$ng ngin hrng; itr6" ry Uch ;-pry ftJ +ri dioh t+t di0m b kaoin I Dieu I I Th6'ng ur n45 cac ,r" Uig, "nai *i arirdiirh.nrng h;c, tioh tl$ chuy€' m6a cria Trudng vEo phOng alei diQn nu6c ngoii fu ki6n hi Vigt Nat:l' 18 _8. Vfn ben chrtng minh Suyatr $ dung hotrc sE cd quyAn st dunC hS? ph{p t4r sd cta vIn phdng dgi dien nu6c ngoei. m,{.cu n@u coa cAc 38Hfu8 "^ NEAN c6 r.rtu qunr Dilu 15. Tr{ch nhtQm cie Ban frt bi ' l. Lgp vegih6 sotheo quydinh qi lh6ngtuniy. _ - 2. Sau lfii DhAn dugc vin ban ch6p thuSn nguy€n tic, Ban trU bi c6 r6ch nhiem: , ? Ti,rhrl. TP.- lop Dai h0i ddng c6 d6ng t6u ti€n, cuSc hep Ttinh vi6n gOq v6n dey ti€n rt6 th6ng qua cdc nQi dung rheo quy ttinh t+i ltoe; 4, 5 DiAu 3 Th6ngtuniy b) Ih6ng b6o c,ho cdc c6 gOag g6p v6D, chri sd htq thAnh yi6o g6p v5n, ng6n hing me gti tiln vno tni klodn do-Ban tnl bi md t4i mgt ng6n ha"il[r*;mei VietNam- . 3 -Hudng d6n,c6 COng g6p v6n thUc hi€n vits g6p vdn vA thAm 6ia6 1g ss cua co oong gqp vOD- 4. Chiu trich nhiQm rA Unn Cly tld chlnh x6c nQi dung h6 so tlE aQp cho Ngdn hing Nht nudc. , .r. .f . P9:g b6o. cho * {,AO"g q6p v5n, ttr"r vi€o s6ug lflp, ngfn hrng 6e Pil ty a" khpng rluec cAp ci6yph6p tnong rudng nqp kh6,rg iud Ngan [ang Ntui nudc chAp thufa. 6. Bdo v0 cdc nQi drag t+r OEtn rtFh lfo ng6n hing thucmg m?i, chi nhAnh ngfn htng au6c ngoii tnr6c HQi d6ng th&n Cirh. - T.tTrirh bAy tulc HOi d"r3 thdm dinh vE vip Cap r?ng dri c6c A6u Uen Cd duqc cap GiAy ph6p theo y€u "Au cta Ng6o hAng Nhrl nu6c. Dttu 17. Tr{ch nhi$m cie Trur0ng Ben ffi bf -, ..1-. Tleo tfu gt hp ?qr hpi-ddng c6 d6ng, orQc hep Thilnh vi€o s6ag lflp deu ti€n theo quyrllnh crlaphep tg6r 2.K! cfucvtubin thuQc th6n quyh d6 dA nghi *unr, Ep neen hine thrcms i1, q.rbArh ng6a htng nu6c ngoii cho d6n ttri tluqc f.feen hfig Nhil ,"0. c$ Ginyph€p. ^., ,i] tS, fr{A $0n cta t6 chrtu, c6 nher c6 ti€n quon il6n h6 eo dlp 9PV pryp cdr ngtn htng thmng m+L chi nh{nh ngtn htng nufc ngoli vl vln phdng dgi diQn nufc ngoli T6 ch{rc, c6 nh8n c6 li€,a-quan d6n $ so cfo Oi6y ph6p cria ng6n hrng thuong T,:hi *6,q Hto }frT.o"9. ngoii vi vEnphdng Cai aen "u6c-nsoai pili "*E cep tfay drl, chlnh x{c, kip th&i c6c th6ng tin theo y€u ciu cta Ngi" iirg Nh; t9 nu6c, Ban tn) bi theo quy.tinrr t+ Th6ng tu niy vd chiu tr6ch nhiQm tnrdc phdp lu$t vA c6c th6ng tin crmg c6P. Dilu 19. Th6ng b6o th6ng tin vt c6p Gi6v ph6p,.thQng tir va ryr1! d$ di€n phip lu0tctu nc0l hirCtuung m+Ltn6ngtinvC T6nggitm il6c(Gf6n atliiti ,mrn ogg" nhg o,tr. oioll, Trutng vln phdng dgi dtQn nufc ngoN cho co quan tllng kf kinh doanh Trong thli hen 05 agiy lim vifu.k6 u) neiv Nean U1e {d *9.* St ph6p,Ngei hilng itu oo61a* vi clu m6i.xrr t, up so ce-ghi :t.$By:hpl'Uoli Ngio nn"g-me nu6c chi nh{oh theo thim quvdn quy ClrU 1+i Oiftl 5 Thtng hr;y; trepn-nniemtnongb6o bing vEnbinkemthlg Gifvn!!, oonq tin;e o*oti Cai diQn phip lu$t cta ng6n htng thucmg mgi, th6ng tin vd T6ng 46- d6' -(ff6-tbrt;hi ,n,i,rn ige" ui'g nufc neoni, oong tin vA truoag v6n phdng dai Aen nuCc ngoai cho Co-quan tlEog kf Snh doaoh c6p tlnh noi ng6n hing thucmg mgi, &i nr'ir' "96" hioi nP&c ngoe,, vIn p.hdng t[i diQn nudc agoli dit tru se rtfoU Cl "Op olOt vao $ th6qg $6ng tio +16" eia vd dtug k, des6[ nghiQp' Ditu 20. Phdi hgp cIP Gi6Y Ph6P .: l. Sur lfii c6 rdn bin x6c Dh+n hd so 6iy tlrt vi hqP lQ, Ngto htng Nhi nu6c c.6 vIn btu gtli tAyf ki6n crla: a) Uy ban nhin d8o dnhb thnnh ph5 tryc thuQc Trung u,ong ngr * Id6n dtt tru sd'cblnh crla ngin hiag thuoog *?i, hl sd crta chi nhilnh ngin ti"g gtr igoN,A Ci" ad. d.t *, ,elhlrh cria ng6n hrng thuong m+i, tu sd qla chi DhADh ng8n hing nu6c ngoii; b) 86 C6as an vA aoh s6ch Dhen su au ki6n UAu' f6 nUgm nm t:lnt' viCn H6i tlSne qudn f,L *r'r"t vicn HOi ddng thnnh vito' thaoh vi€n Ban ki€m so6t vd iT;;A;d6rlble. c6"l ctang6n-hring thuong m4i, T6ng si6m d5c (ci6m d6cl cua cUi "il"t' qgOn hing ou6c ngodi; c) Cdc t6 chrtrc, co quan c6 li€,n quan (trong tudag hg? cln ti6tl' 2. NCen hrng Nhi nu6c xem x6g c6 vtrn bdn ch6p thu{n,g'y?-*.thry l|p ngen fring thu;ng m+i, c,hi nhfnh ng6n hAug nu6c ngoii t€o co sd f kiSn crta c6c co quan li€,n quo" Dttu 21. E$f rlbng thin rtinh I . H6i 6dng thim ttinh hd so clp Oi6y ph6p trrnt 6p vd hoot 'l$ng cta ng6n hilne thu;,s d. .dD Gi6vph€p rh'"t l6pr chi "r'rnr' ngen hing nuQr agoii (891 tit ri nOi cSoe-tii--cirui do rlSng c5c Ngan htng Nhi.nufc.s,,ve'di'l$|.t'h lfu g6- rnSn! c6c hotc mQt Ph6 ThSng dF (duqc Tt6ng 66c riv quvCD) hm Cil,i-ti"fu .a" i."r' vieD h Thf tnrdng mflt s6 Ccn vi Ou& Ngfo hrng Nhi nu6c' i0i,idd 64. ttinh hoet dOng oeo Quy c# do Th6ng d6c +rv rlinh' 2. Migm vu cria HOi ddng thAm Ci* mim dinhc6c h6 so dA 'ghi t& GiAv 6ep *anrr ip vihost d$ng ng0ohing thuoag nni, CiAV glen lyn F-"T tffi ,Sd ha"g o,rdc ngoii. Trong qui trilh .'Cnt ,tFh, Hoi tl6ng th6m tlinh 6p AUng hlnh thrlc ph6ng v5n qrc tifo dA thAm a!"r' Unn dS chugn m6n, Ui6u Ui6t vA ttlvg.c ng6n htng cria nhiiag uguoi dy ki6n duqc bAu vio c6c shis dnnh quen tri. tlitu rynh ct8 ngdn htng thuong Fei, T6ng ei6m t6c (Ci6m d6c) dll ki€Lcta chi $at ryan nane nu6c ngoti; tt6m Cint t'nh hc? lf vn khii thi d6i v6i tmg aQi dung ctu De 6o thinh'lflp ngdn hing thucmg m?i, chi nh6oh ngen hrtrng n,6c nioii. - - DtBu 22. Trtchnhlpm cta Doa vi iliu m6i xrf ty hd ea ift nghi cdp ct{y Ph6P 20 L I"im rtiu m5i ti6p nhsn vi thAm dinh h6 so l$p vi hogt dgag cria ngtn htng thucmg -?i, h6 so $p chi nhdnh ng0n hing nudc ngoii: ct oghi ciip ci6y phep thanh C6 "ghi c6p GiAy phep thfnh a) D6i vdi h6 sg ttA o4.r6p ciAy phep .trnh Ep vi host rtQng ng6n hAng ft"fg.Tq,,tdydA nghi ci{rinen tiir,rh i6p chi nhinh ng6n mng-nu?c ngofr tru6c thi chAp thufn nguy.e,n ti.ic: , (r) Do:n vi dlu m6i tnAm AinU ttnh dAy dd hqp lQ cria hd so vi rtnh Th6ns $c |!qan ha"€ +d nu6c c6 v5n bdn gui Ban rrt Ui Cd x{s nhfn hd so dAy dU] hqp IQ ho|c y€u cCu b6 s'-g hd so; (ii) ThAm tti$ h6 -so vi c6 vln bdn dA nghi thAm Ai* kim h6 so eti cdc thtnh vi€a Hgi ddng ,nfu ai+ xetr I&. VEo ben da nchi thim diDh ,afu k6; qui thlm <linh ve quan adm A6 ru6t vA vi6c clp Ci6V pnee; (iii) fdng hgp y ki& cta c6c thAnh vi€o HOi ddng thAm dinh vA Hnh ChU tich \IQi tl6ng tham.ainh.rifu t4p hgp c6c thdoh vi€n HQi ttdng thAo Cinn C6 xen x6t hO so d6 "ghi cip ciAyphep; (rD CEn ct1 Bi€n bin cuQc hqp HQi d6ng '.Am dintl rbh fh6ns d6c Ncen htng Mi. nudc c6 vtrn bdn grli Ban rrl bi vB vifo ch6p thufln "gufi t6c tilc kh6ng ch6p thufln nguyen tic-(tong rt6 neu 16 lf do). _ - _ryqi dung vIn ben cn6p thu{n nguyen dc Uao g6m: chfp thu$n rCuy€D t c !hit+ l0p ryenldng thuong mgi, thinh lfp chi nh6oh ngtn htng nu6c ngoai; ch6p thuts danh s{ch nhin sU fu liEn cta ngen bnng thucmg mgi, cli nHon ne&, hios nu6c ngodi; cn6p Ou4n co c6u t6 chic, quan tri Atu UnU'fiEm soat nOi-UO, Ud todn n$i b0 cria chi nh6nh ng6n hing nu6c ngoii; b) Ddi v6i cAc vIn bdn b6 sung sau lfii rtugc ch6p thu5n nguyen tic: . San khi nhsn rlugc cdc vEn bin b6 sung hd sq Doa vi tliu m6i c6 ffich nhiem -!t {ilh "a Unh Th6ng rt6c Ng6n hing Nhit nu6c kg euy6t dinh c6p ciAy ph6p +htdr l$p ng6n hing thuoog mai, Gi6y phepr flrrnr,lfo chi nh6nh agen hang nu6c ngoli aEu h6 so 6Ay d11 hq? lQ vi tl{p ring c6c diBu kifo Oeo quy diDh hotc ct vio bdn lfiOng cAp Ci6y ph€p (frong 116 n€u 16 g <to). 2. th6ng b6o bEng vIn bdn cho Co quan rlEag \[ lcinh doanh c6p tinh nqi ng6n hang tfuotrg mAi, chi Db6Dh ag0a hing nu6c ngoii tgt tg s& chlnh theo quy dinh tui Di& 19 Th6ng tu niy. 21 3. Chiu tr6ch nhiQm vd quin lf vi luu trft h6 so cAp Gi6y phep sau khi d6 c6p Gi6y ph6p. 4. Xu li c6c w6ng mic trong qu6 tinh tri6n khai thyc hiQn Th6ng tu' 5. Gi6m s6t viec thuc hi€n crla ngin hing thycmg mai' chi nhdrh ngAn haag nudc ngoAi sau khi !:hai tnrong hopt ttQng theo Da 6n thanh lap ng6n hdng thuong m4i, chi nfutnh ngin hing nudc ngoii. Dilu 23. Tr{ch nbiQm cta cic llcrn vi kh6c thuQc Ngin hing Itlhl nufc 1. Ngdn hang Mdrnu6c chi nhAnh: a) Trong thli han 30 ngiy, k6 ur ngdv Dcm vi <tiu mii xI li h9.so.d3 nqli t6p CiSv phep q"y c!"r' tai noan 7 DiAu 3 Th6ng tu niy c6 vtrn bin d0 nghi' Nial nani Lrla ir"O" chi nh6nh noi ng6n hang thuong In+i, chi nhdnh ngda hi?g o,iOc ogol CA oghi rhanh lfp dU ki6n AEt tru.sO cninl tham diDh hd so tl6 ngbi c6p ci6y phep vi c6 vEn ban gui Ocn vi tl6u m6i; b) Inm diu m6i tryc ti6p kidm tra, cht tl4o, gt6m s& ngia hiog thuong m?i, chi nh'6oh ng6n htng nu6c agoii thUc hipn vn tlem bio c6c tli6u kign theo quy Ai"l ,,i" p6i fuat, i,i" Nga" laog ].lhri nu6c tru6c khi ti6n hinh khu tucmg hogt dOng; c) Etnh cht ng6n hiurg thuong m4i, chi nh6nh ng6n hing nuoc negni-$ai truong ho+t tlQng trong tnr&ag hqJ, ngen haog thucmg mpr, chi nhinh ngin hing nu6cigoii tU6ng tlip-rring c6c dieu kien Lfiai tnrcmg ho4t dQng; d) B6o c6o Th6ng d6c Ngao haog Nhd nudc v€ CiEu kiQn vi dnh hlnh ti6n rr;nt khrai tnrcmg hoet tl0ng cua ng6n hiiurg thuomg mai, chi nh6nh ugin htng nu6c ngoii; d) Tifo nhAD, lAm dinh hd so theo quy tlinh t+i Ditu 15 Th6ng tu niy e) C6 vIn bin cfi dV f ki6n Uy ban nhan d6n tinh' thanh ph5 qrc thu6c Trung ucmg aoi au ti6n Ait tru sd cua vtrn phdng <tai diQn nu6c ngoiid6i vdiviic Cit dI.a Ai6i tu s0 crla vin phdng der difu nu6c ngoai lUi 6{9 Fqn :tp-$al piep'ttarn $p vEn phdng dei dien nu6c ngoi'i theo quy dinh tai Ltodn 2 Di6u 5 Th6ng tu nty; g) Chiu trlch nhi€m vE quin $ vi luu trt h6 so cAp G6y ph€p sau lli di c6p ci6yph€p; h) Th6ng b6o cho BQ COng m (Cuc l" ti+ kirh t6; vA nnao ts q T*qq ven pnOng dei dien nu6c ngoiisau kli .ap Gi6y phep thanh Bp vin phdng tlei diQn nu6c agoii; ) Th6ng b6o bEng v5n bin cho Co quan tting k, kin\ doanl /ap tinh noi vin pnOng Cei diEn nudc oloai Cft on s& theo quy tlinh t+i DiAu 19 Th6ng tu niy' k) Hudng d6n v5n phdng <lsr diQn nu6c ngoii thUc hiQn viQc uQp l€ phi cAp g,6yphep. 22 . 2. C6c tlon vi kh6c thuQc NgAn hang Md nudc c6 1i6n quan chiu tnich nhiQm pt5i lqp trong c6ng t6c c5p ci6y ph6p theo quy dinh. ,mu*8ffi*#HANH Dilu 24. EiQu lsc thi htnh Th6ng tu nAy c6 hiQu lsc k6 tr) ngeylf. thtae4Z ndm2024. Di6u 25. T6 chntu thgc hiQn Tht tnrdng c6c dcm vi thuQc Ngdn hang Mi nudc Vi€t Nam, ngdn hing thucm.g m4r, chi nh6nh ngin hing nu6c ngodi, vIn phdng tl4i diQn nu6c ngoai vi c6c t6 chuc, c6 nh6o c6 liOn quan chiu trtch nhiQm thgc hiQn Th0ng tu niy./. h rgdx OC a> Doln Th{l San NoirtQn: - Ban LEoh dAo NHNN; - VEn phdng Cbinh phr\ - Bg ruphAp (dg hAm m); - C6ng Tt6ng tin di€a tl NHNN; - C6ng b6o; - B8 C6ng an; - Luu: VP, PC, TTGSNH4 (03 bdn) 6'; i'j' uAu ctl P (B'an hdnh kdm theo cua Thiing doc Ngdn 0l thdng Anam ZOZI am quy dinh h6 so, thi tuc ! ^.: cdp Litay chi nhdnh ngdn hfutgnuhc ngodi, vdnphip ldn ildu cia ngdn hing NGAN H,I,NG NIIANI,dC vl+rNAM diQnnnhc ngodi) CONG HOA XA HOI CHt NGffA V4T NAM DQc lSp - Tg do - ESnh Phric phing tlqi 56: /GP-NHNN Hd NQi, ngay tluing ndm""' GIAY PffiP THANH LAP vA EoAT DONG NGAN EANG (losi hinh"") rH6NiD0c NGAN HANG NHA NIrOc v4r NAM Cdn cti Lutit Ng&t hdng Nhd rufic Vi€t Nam ngoy 16 thdng 6 ndm 2010; Cdn ct Luit Cdc tii chtic tin dsg ngdy 18 thdng 01 nim 2024; Cdn c* Nghi dinh sd tOztzozzNo'CP.ngnv 12 thdnq 14 "9f zOJz-3tt1 Chinh phi Srry dini chrirc ndng, nhi€m vu, qnyen hanvd co cdu t6 chila ctta Ngdtr hdngNhdnrhc ViCt Nam; Cdn aL Nphi dintt s6 \62ND-CP ngav 20 ttuing 12 ndn 2024 a? Chirt phi sw dinh didu ki\n cdp Gay phep d& va quy.Un dltng nhin din t6 chtic tdi 'inii ii ^a vd iliiu ki€n iiii ra inlia na aita tii ctnlc tin dvng ld c6ng tv tdch nhi€n hht hqn m1t thinhviAn cii d6ng sdmg lQp, thdnhvian sdng ldP; Ctut ctb Thing fit sii ...tzOUm-WnNt't ngty .. tluing nry ?0?4 c.Y Thins it6c Nsin hdie Nha rnrtc Yi€t Nam cuy itintl hO so' thil tltc cdp Gidy phep lA, rt" cia isan hdig thong mqi, chi nhdnh ngtut hdng rutdc ngodi' vdn phdng dqi di€nnudc ngodi; Xit don di nghi aip Ciiiy phep thanh lQpvd hoat dQng (Ngdn hdng.tlwong mqi, Ngan hdng fie; do;h, Nidn hang 100%viin nudc ngodi)"""""vd hO so kim theo; Ctur cti BiAn bdn hep H'Qi cl6ng ttuin dinh hi so ciip Gi'dy phip ttunh lflP vd hoqt ilQng Ngdnhing..-.. ngcy....; Theo tli nghi ctta Thi tnong Don vi itiu miii x,t li' h6 so ili nghi aip Giib phdp. qurEropvn: Didu l. cho ph6p thdnh rap Ngan uarig thucmg rn?i, Ng6n hang li€n doanh, Ngnn hang 100% v6n nu6c ngoai)....... nhu sau: vAHo+rEoNG 2 1. T€n NgAn hdng: - T6n diy dt bnng titing ViQt:.................; - Ten dAy dri blng titing Anh,............,....; - TEn giao dich (hodc t6n vi6t tEt!.......... 2. Dia chi tru sd chlnh:.......... Di6u 2. Vi5n didu lQ cta Ngdn hAng..... ld....... (bang chii:...............) Dilu 3. Thoi han hopt dQng cria Ngfln hdng......... 1d.......... nim. Di6u 4. NQi dung host dQng Ngin hang........... ilugc thyc hiQn c6c hopt dQng cria lssl hinh ngin hang thuong r"?i theo quy irinh cria phrip luat vA cua Ngin hang Nhi nu6c Viet Nam, g6m cAc ho4t d$ng sau tliy: l. Min ti6n gti kh6ng k, han, tiAn Cui c6 ki han, tiBn gti ti6t kiem va c6c loai tiAn gui kh6c. 2. Phet htuh chmg chi tidn gui. 3. Cip tin dgng du6i c6c hinh thric sau ttiy: a) Cho vay; b) chi6t khAu, t6i chii5t ktr6u; c) B6o linh ng6n hang; d) PhAt hinh th6 tin dung; tl) Bao thenh toin trong nu6q bao thanh to6n qu6c ti5 Oiii ,oi cric ngin hing <lugc phep tbuc hiQn thanh to6n qu6c t6; e) Thu tin dpng; g) tilnh thrlc c6p tin dung kh6c theo quy tlinh cria Ngin hing Nht nudc (cht cip phdp khi c6 quy dirh cua ph6p lu$t). 4. Md tai khoin thaoh to6n cho kh6ch hang. 5. Cung rmg c6c phucmg tiQn tharh to6n. 6. Crmg ung c.ic dich vu thanh torin qua tii khorin sau ttAy: a) Thuc hi€n dich vu thanhto6n hong nu6c bao gdm s6c, lQnh chi, riy nhiQm chi, nhd thu, ty nhiQm ttru, chuy€n ti6n, thC ngin hing, dich vU thu h0 vi chi h0; b) Thlrc hiQn dich w thad to6n qu6c t6 vd c6c dich vu thaoh to6n kh6c theo quy dirh cria Ngin hang Mi nu6c (chl c6p phep khi c6 quy tlinh cua ph6p luflt). 7. Vay Ngin hing Mi nudc dufi hlnh thtc t6i c6p v6n. 8. Mu4 b6n giiy td c6 gi6 vdi Ng6n hdog Md nu6c. 3 9. Cho vay, vay, gui tien, nhan tiAn gui, mua, bfn c6 k! haa 916r ld t-6- qa "Oi o tut " tl"-iutc;;[i JArh ngan na"g nuec ngoAi theo quy dinh gta ]Iti hiug Nhi nu6c. 10. Vay ou6c ngoii theo guy dinh cua phrip lu$t' I l. Md tei lfioAn thsnh to6n Ai Ng6n hdng Nhil nu6c' 12.Mdai}fiodnthanhto6nt4lt6chricdDduncdugccungmgdichw ttranh to6n qua tii lfioin. 13. M& tii lfioAn ftanh to6n d nu6c ngoli theo quy dinh crla phAp lu$t vd ngoei h5i. 14. T6 chric thanh to{n noi b0 vi tham gia hQ th5ng thanh to6tr li€n ngan hing qu6c gia. 15. Tham gia hQ th5ng thanh todn qu6c t6' 16. G6p v5n, mua c6 phin theo quy dinh cria ph'[p lu[t vi hu6mg a6n cua Ngin hang Nhd nu6c. 17. Khh doanh, cr:ng fmg cho ltr.ioh hing d trong nudc-vf nrryc oeo1.{c dich w, sdn phAm vA ogoai n6i toag pUem vi do NgEn hilng NhA nudc quy d1nh' 18. Kinh doanh, cung rlng cho kt6ch hing d hong audc vi't'Ot-'F9"i .* Orn w, ra" OA- pn& tiritA ia 'u6g ngoai hdi, tiAn t€ vA an sdo tii chinh lfitic 1cU cAf 6ep khi c6 quy tfnh cria ph6p luft)' 19. Uy thic, nh6a riy th6c, dei $ trong ho4t ttQng ngin hing' giao d4t ry thanh odn theo quy dinh cua Ngen hang Nhi nu6c' 20. Dei If brio hi6m theo quy dinh cry nh6n luet vA kirh doail b6o hi6rr' pUri tqp v6i pUim vi hoot aQng Aeii, Uao Ui6m thio quv ttfuh cua Ngin htng Nhi nufc. 21. C6c hoet tlOng kinh doanh kh6c a) Dich W qudn V tiln m+; dich vu ngan qW cho t6 chrlc tin dgng' chi *aon Jgan Uani orO" ogoai; dipi vu brio qoen Ai ien, cho thuO tri' k6t an toln; b) Cung rmg c6c dich vu chuy6n tiAn, thu h0, chi h0 vi c6c di'ch w thanh to6n kt6c lil6ng qua tii lfiodn; c) Mua, b6n tln phi6u Ngdn hdng Mi ou6t, ffii .p$q :-h t+P;fl1 b6n c6ng cp ng crla Cirirh Phri' tii phi6u Chinh phri !{6 linh' ffii phi€u chinn quyln tlia phucmg vn c6c giiy td c6 gi6 kh6c; <l) Dich vu m6i gioi tiAn t€; d) Kiuh doanh vang; e) Dich w lfi6c li€,n quan A6o Uao finnh 1ed1, thu tin dpg; B).Tu v6n vA hopt tlQng ngin htng vd hogt tlQog kinh doanh lfi6c quy diDh troug Gidyph€P; 4 h) PhAt hanh t6i phi6u; D Luu ky chrmg ltodn; B NChrep vg ng6n hing gi{m s6t; D Dar l, quio If tni sAn bAo tlAm cho b€,n cho vay li t6 chuc tli chinh qu6c t6, t6 chric tln dung nudc ngorii, t6 chric tin d.ung, chi nh6nh ugtn hing nudc ngoai. 22. Angtmgsnn phAm ph6i sirh gi6 ci hdng h6a. 23. Diu tu hqp d6ag tucmg lai tr6i phifu Chlnh phri. 24. Cung cAp dich vu bri tr&, thanh todn grao dich chmg ktoin. 25. C6c hogt dQng kinh doanh kt6c ti€n quan d6n hoet dQng ngan hing (cht cAp ph€p lfii c6 quy tlinh cua ph6p luft). Dilu 5. Trong qu6 tlnh hopt ilQng, Ngin hrtrng.......... ph{i tu0n tht ph6p hAtVietNam. Di6u 6. Gi6y phep niy c6 hiQu lrrc k6 nr ngny kf. Dilu 7. Gi6y phep \tnh lflp vi host tlQng NgEn hang.......... ttuqc lfp thenh nim (05) bAn chlnh: mQt (Ol) bF "6p cho Ngin hA"g.........; mQt (01) bindd grli Co quan tllng ky kinh doanh cap dnh; ba (03) b{n luu tai Ngan hAng Md nu6c ViQt Nam (mQt beo luu tei VEn phdng Ng6n hing Nh,I nudc ViQt Nam, dt bin luu tai Ngin htng Nki nudc chi mQt bdn luu ei h6 so cdp Oi,iy phep thaoh lfu vi hopt tlQng Ngdn hnng...........). Ndfnhfln: - Nhu DiBu ?; - UBND tlrh/TP.........; - B0 COng an; - Lrn: VP, Dcm vi alu m6i xu ti, n6 so Ad nghi clp ci6y phep.- - TEONGDOC I I MAU GIAYP n NGAN HANGNIIANI,dC VISTNAM 02 NIITINE NGAN H,\NGI{IJdC NGOAI thang 42nam ZOZI yi o, thi tuc adp GiAy mqt, chi nhdnh ngdn hdng mfic ngodi, vdn 56: /GP-NHNN Hd NQi, ngaY tMng nim""' cIAv pffp THAI{II L,IP CHI NHANE NGAN TTAXC NI/dC NGOAI rHONG b6c xcAx nANc NEA NIJdc v4r NAM Cdn ai Lu$t Ngin hing Nhi nu1c Vi€t Nam ngoy 16 tlaing 6 ndm 2010; Cdn cti Lu,6t Ctic ili chirc tin dlng ngay 18 thdng 01 ndm 2024; cdn ct Nghi dinh s6 102/2022ND'CP-ngav 12 tluinq I2.nly 2012 91! Chinh phi quy ttinh chtc ndng, nhi|m vu, qttyin han vd co cdu tO chtu ain Nght hangNhdmmc Yi€t Nam; Cin at Nshi iti* s6 t OZTWO-C? ngay 20 ttuing 12 ndm 2024 .aia Chifi pkn ,"' ii*' iiaiiici" aip oiav pn"p d6i vd ;uy tin dws ntuin ddn, 6 chtc tdi chinh vf n6 vd diiu kt€n ddi vaifu sa nAt da ti chftc tin dltng ld c6ng ty trdch nhiQm htu hqn m\t thinh viAn, c6 tt6ng sdng LAf, thdnh viAn sdng lQp; Ctur cri Thbng tv sii -./zozqnf-Nfn'tw ngay .. tluimg ' nnln ?0?4 ?t! Th6ns ddc Nsdn hdis NhA nudc Vi€t Nam quy dinh h6 so, thi trtc adP Gidy pheP dt aZu c,ia ig,an hons tlnnns nqi, chi nhqth ngdn hdng rurtc ngodi, vdn phdng dqi di€n tai Yi€t Nam mrtc ngodi; Xeiaonai nghi ciip CiE 6eptnanhlQp chinhdnhngdn hdngmrtc ngodi aia NgAn hang............... vd hi so kim theo; Van o,tbien bdn hqp H\i ddng tluim dinh hd so ciip Giiiy phdp tlnnh l@ chi nhdnh ngdn hdng nthc ngodi ctta Ngdn hdng-..,.... ngry':"| ! -. , Theo iti n9hii,ta Thi trtrcng Don vi ddu nOt nit ti' nA so dA nghi c'6p Gidy phip. Di6u 1. Cho ph6p Ngnn hang'......'.. QUY6TD IIIH: ...., qu6. tich..........., c6 tu sd chinh 14i........... dugc thAnh lip chi nhanh tai...'.. ....., Nudc Cqng hda xi hQi cht nghia Vi0t Nam nhu sau: t. T€n chi nh6nh: - T€u tliy thi bing tiiSng Viet: Nam quy diQn rurtc ngodi) cgxc ude xA EoI cEU NcIriA v4r NAM DQc lfp - Tg do - Hqnh Phtfic 2 - T€n diy dri b6ng titing Anh:..............'.; - T€n giao dich (hoac t6n vi6t t'6t):......:........ 2. Dia chi tg sd:.............. Didu 2. V(in dugc cAp cta Ng6a hing... - Chi nhanh.'.' D .'.... @Ang cht:.......). Di6u 3. Thdi han hoat tlQng cria Ngin hd'ng. .. - Chi nh6nh........ B.'.... n6m" Di6u 4. NQi dung hogt ilQng Ngin hing..... - Chi nh6Dh.... ttuo. c thgc hiQn c6c ho4t dQng cua lo4i hinh ngin hang thuong m4i theo quy dlnh cta ph6p luft vi cta Ng6:r hang Md nu6c Viet Nam, g6m c6c hogt tlQng sau diY: 1. Nhan ti€o gti kh6ng ki han, tidn gui c6 lc! h4n, tieD gfi ti6t kigm vi cic loai tiin gui kn6c. 2. Ph6t henh chring chi tien gfri. 3. CAp tln dung du6i c6c hlnh thric sau dAy: a) Cho vay; b) Chi6t khAu, tii chi6t ktAu; c) Bdo linh ng6n hang; d) Phet hanh thd tln dung; d) Bao thanh to6n hong nu6c; bao thanh to6n qu6c t6 dtii v6i c6c ng6o bang duqc phgp thgc hiQn thanh toAo qu6c t€; e) Thu tin dpg; g) tfnh thirc c6p tin d\ug kh6c theo quy tlinh stu Ngdn hang Md nudc (chi c6p phfu kii c6 quy dinh cria ph6p luft). 4. Md tii khoin ftnnh to6n cho ktr6ch hAng. 5. Cung tng cric phuong ti$n thanh to6n. 6. Cung uog cic dich w thanh to6n qua tii lfioan sau tliy: a) ThUc hi-en dich vu thanh to6n trong nudc bao gdm s6c, lQnh chi, riy nhiQm chi, nhd thu, riy nhigm thu, chuy6n tiAn, thd ngin hang, dich vu thu h0 vd chi h0; b) Thuc hi€n dich vu thaDh toin qu5c t6 vi cric dich vu thanh toin lfi6c theo quy dinh cta Ngin hang MA nudc (chl cAp ph€p khi co quy dinh cua ph6p luao. 7. Vay NgAn hang Mi nu6c du6i hinh thirc tii cAp v6n. 8. Mua" b6n giAy td c6 gi6 v&i Ngin hang MA nudc. 9. Cho vay, vay, gui tidD, nhan dln g,ii, mua, bin c6 ki han giAy td c6 gi6 v&i t6 chric tin dung, chi nh6nh ngAn htng nudc ngoi.'i theo quy tlinh cua Ngan hing Nhd nu6c. 3 10. Vay nudc ngoii theo quy dinh cria phap lupt' I l. Md tai lifiodn rhanh toan tai NgAn hilrg Nhi nudc' 12. Md tiii lfioan thanh to6n tal t6 chric fin dung tlugc cung rmg dich vu thanh ts{s qua tiii lfiodn. 13. Md Ai kfiodn thnnh to6n 0 nu6c ngodi theo quy dinh cua ph6p lu0t vA ngopi h6i. 14. T6 chric thaoh to6n nQi bQ vi tham gia h0 th6ng thanh todn li€n ng0n h,img qu6c gia. 15. Tham gia hQ th6ng *hanrr to6n qtr6c t6' 16. Kinh doanh, cung rfng cho }fi6ch hang d tong nu6c vn nu6c neodi.cfc ai.U w, ra" phA- vA ,goeii5i 6ong pbam vi do Ng6o htng NhiI nudc guy tlinh' 17. KiDh doaob, cmg ?g cho lfi6ch hang & trong nu6c "a 'q6t .tp:{ .ry E"U w,'ra" plA, pUi sini'"i IA su6t, ngoei h5i, tih te vA tii sdn tii chlnh lfi6c (cht cAp ph€p lti c6 quy dinh crfapb6p luflt)' 18. Uy thAc, nhfln riy tb6c, dei tf trong ho4t tlQng ngin hing' giao dei ry thanh toin theo quy tlinh crla Ngin htng Nhi nu6c. 19. Dei ly beo hi6m tUeo qry rtioh crr.a pUp lu$t vd kinh d'oaoh b6o hi6m' plrltq'p rdiid;vihoettl0ng tleiiy Uao ni6mtteo quy ttinh crlaNgtn hiog Nhd nudc. 20. CLc ho4 tlQng kinh doaoh li6c a) Dich w queo ly tiln mtt; dich w nCan qW cho t6 chrlc tln dpg' chi nnenn ngen Ueng rudc ngoii; dich W bio qudn tii sio, cho thu0 ni' ket an toen; b) Cuog,mg c6c dich w chuyAn tiAn, thu h0, chi hQ vi c6c dich w thaoh todn lfi6c kh6ng qua tAi lfiodn; c) Mua, b6n fin phi6u Ngdn hdng Nha nu6c' trai pli61a9an! .'+F; 1i? bdn c6ng cU nq cua Ctirl pUttl tr6i phi6u Chinh phri bio lilh, trii phi6u chinh quyAn ttia phuong vn c6c gi6y td c6 gi6 lfitlc; d) Dich vu m6i gi6i tiAn tQ; tl) Kinh doad ving; e) Dich vu kh6c li€n quan dfo bao the"r' to6n, thu tin d.uug; g) Tu vAn vA host dQng ngen harg vd hopt ttQng kinh doanh lfi6c guy ilinh hong GiAy ph6p; h) Phrit hioh t6i Phi6u; D Lrnr kY chrmgltoin; k) NehieP vu ngna htng gi6m s6t; l) Dai IV quen M tei sin bio ttAm cho b€n cho vay li ui chfc tii chfnh quSc te, * ."I,i,. -t 'apg nri6c ngoii, tii chrlc tin d.ung, chi nh6oh ngin htng nudc ngoii. 4 21. Cung rmg sAn phim phdi sinh gi6 ci hang h6a. 22.Ddutu hgrp d6ng tucmg lai tr6i pnifu Ctinl pnt. 23. Cung cdp aicn vB Uri trir, thaoh to6n grao dlch chmg lfio6n. 24. C6c hoat tlQng kinh doanh lt6c li€'n quan d6n ho4t tlQng ng6n hiog (cht "6p ph6p khi c6 quy dinh crla ph6p luflt). Di6u 5. Trong qu6 tdnh ho4t tlQng, NgAn hAog... - Chi nh6oh........... ph6i tu6n tht ph6p luAt Vi€t Nam. Di0u 6. ci6y phep niy c6 hiQu luc kA tt ngdy lci. DiCu 7. Gi6yph6p thnnh Ep NgAn hAng... - Chi nhAnh........duqc lfp thanh nim (05) bin chlnh; 6Qf (Qt) ldn c6p cho NgEn hdng... - Chi nhnnh.......; mQt (Ot) beo dE gti Co quan tlSng lci kinh d;afi c6p dnh; ba (03) bin luu tai Ngen l'rni Nhi nu6c ViQt Nam; (mQt bdn luu t4i VIn phdng Ngeo hnog Nhn nudc Vift Nam, mQj bAn hnr tei NgEn hing Md nudc chi Dhfnh......., mQt b6o luu tai hd so cfu Gi6yph€p thrnh lip [gSa hnng....... - Chi Dhdnh............ Noinhln: THONGDOC -NhuDiAuT; - UBND tlnh/TP...........; - B0 C6ng an; - Luu: VP, Dcn vi CAu m6i xrf ry nd so CA nghi c6p Gi6y phep.- (Ban hd.nh cta Th6ng MAU GI.,IY P kim theo s6 ot PIIdNG DAI DIEN NI,dC NGOAI thing tlZndn 2024 o, thi tttc ciip Gi,AY chi nhdnh ngdn hdng mrtc ngodi, vdn Qn rurtc ngodi) phip ldn ildu cia Sti:....../GP-...... ddc Ngdn NGAN HANGNHANI,dC VIETNAM NGAN HAi{G N'ITA NIJdC CHI NHANII CONG EdA )Li HOI CIIO NGffA V4T NAM DQc l$P - Tg do - Hqnh Phric ......, nCay thdng ndm GIAYPffP TEANH LAP viN PEoNG DAr D4N GIAM D6C NGAT.I SANC NEA NIJOC Cdn ctb Lufit Ngin hang Nhd rufic Yi€t Nam ngay 16 tluing 6 ndm 2010; Cdn ai Ludt Cdc t6 chuc tin dqng ngay l8 tluing 0l nnm 2024; Cdn ah NShi dinh sii 102/2022ND-CP-ngov 12 thdmq 12,Yy'0.'1* cni"niiA ii itTi chte ndns, nhi€m w, Etven han vd co cdu t6 ckirc cia Ngdn hdng Nha rurtc Yi€t Non; Cbt at Nshi ititth s6 t OZTNO-Cp ngav 20 ttuing 12 ndn 2024 .da Chinh phi ,* aiin'iia"iii'rTii C,aiirp adi,fr ["y ti" auignhdn din, ti chtc tdi chinh "i'; ;; n;; nb" iii ua Liri tb nn ",i"- ti ch*c tin &pg td c6ns tv trdch nhi€n nn nsn mAt thinh vian, cd d6ng s'nn7 Mp, thdnh viAn sdng lQp; Cdn c* Thing tu s6 ...tzoUftf'ltn'tU ngcv '. thalq *y 1!?4 :y Th6ns iliic Nedn hfrg Nha rumc ViAt Nam Suy diilt hO so' thi tvc adp Gidy phep iA iZ" "r- iia" ifrg thuvng mqi, chi ntuimi ngdn hing nudc ngodi' vdn phdng itqi diQn rurtc ngodi; Xit tlon di n7hi ciip Giay phep thanh lQp vdn phdng ilqi di€n wilc ngodi ",,io...'ii, ti "irt"iii auis nuoi n[odi, tii ch'hc nrrtc ngodi lluic co hoqt il1ng ngbt hdng) vd hi so kim theo, QuYft ouvs: DtBu 1. Cho ph8p". (tCn t6- chrirc tin r\rng nudc ngoi( t6 th."::"9: tg? ma" "O noetOOog ogaol-g;, qu6c tich..', c6 Eu sd chinh l+i (tq-tl1nlPh6'.3u9c gia) tluqc thnnh t6p van pUOng Cai diQn nudc ngodri t4t (tinh, thinh ph6 trgc thuQc Trung ucmg), Vigt Nam nhu sau: L TEn vin Phdng d{ diQn nudc ngod'i: - T€n ttiy dU bdng ti,ing Vigt: - TOn dAy ttri bing tiiing Anh: nrjdcxcolr CEINEANE.... 2 2. Dia di6m d[t h] sd v6n phdng dai diQn nu6c ngoii: Di6u 2. Thoi han ho4t dQng: Ditu 3. NQi dung host dQng: C6c hoqt dQrg... li€t ki cdc hoqt d\n7'di nghi vd dttqc chdp thwjn tuong ing theo qtty dinh tqi Didu 133 LuA.t Cric td ch*c rin dung); , Di6u 4. Trong qu6 tir:h.hopt dQng, VEn phdng dai diQn nu6c ngoAi... (t6n t6 chric tin dqng nu6q ngoei, t6 chirc nudc ngoiLi kh6c c6 ho4t tlQng ngAn hang) - ... (tdn tlnh, thanh ph6 t4rc thuQc Trung uong) phdi tunn tht ph6p luflt ViQt Nam Di6u 5. Gi6y ph6p ndy c6 hiQu luc kti tu ngiy kf. Ditu 6. Gi6y phep thtnh lip Vin phdng dei di€n nudc ngodi.. (t€n t6 chric th dgng nuOclrgod,i, t6 chirc nudc ngoi.{ khic c6 hogt tlQng ngAn hang) - . (t6n tinh, thaoh,ph6 hgc thuQg Trung uong) duqc l4p thinll nim (05) btu chinh: mQt (01) ban cip cho... (t€n t6 chric tin duqg nudc ngodi, t6 chirc nudc ngoii kh6c c6 ho4t tl$ng ngin hang); mQt (01) ban dA gti gti Co quan tlEng ky kinh doanh cAp tinh; ba (03) ben luu tai Ng6n hang Nhd nu6c chi nhrinh chi nh6ni.. . clfuro6c Noi nh$n: - Mu Didu 6; - Tt6ng d6c NHNN; - UBND tlnh/TP...........; - B$ C6ng an; -Lvs: .... 'a d6c Ngdn phip LAn dau cia ngdn cl,iY PHfP nAncruucntc uAr ,lLndn 2024 quy 4c ciip GidY i nhdnh ngdn hdngrurtc ngodi, vdn Qn nudc ngodi) TH,TNH LAP Wm theo Th (Ban hdnh cia Th6ng cSNG EOAXA EOI CHtT NGIIIA YIET NAM - DOc lflP - TU do - Hgnh Phric DoN Dt NGE c,dP GIAY PqfP TEANEiAP v,i,no+t DONG NGAN nAxc Kinh gui: Th6ng d6c Ngnn hing Nhi nu6c Viet NaB Cin crl Luft Ng6n hing Mi nu6c ViQt Nam ngAy 16 th6ng 6 ndm 2010; Cin ct Luit C6c t6 chric ttn d1rng ngiy l8 thdng 0l nlla2024; Cin cu Nehi dinh s6 t OZfNO-Cp ngdy 20 th6ng 12 fim2}24-cbChinh phti ,r" o;;;i6;',4;r-A; iiiv puep ca uol q,ly tio ouoe "ha" din, 16 chric tai chinh ;iil; d,il ktgn adi toi .u,i .& t m .* t6 chuc tin dsng li c6ng ty tr6ch nhi€m htru han mQt thanh vi6n, c6 ddng sAng lflp, thAnh vien sang lip; cEn cu Tb6ng tu s6 ...tzozqrn-NHNN ngiv,' ftlDF "'ry?9'24:Y Th6ns d6c Ngan hing Mi nu6c ViQt Nam quy dinh b6 so' thti tltc cip t;ray pbep D;;-fr-"f.;'6o uao? tm*g mai, chi nh{nh'ngan hdng nudc ngoii' vin phdng d4i diQn nudc ngoii; CEn cri Bi€n b6n cuQc hqp c6 d6ng s6ng l4p, thdnh vi€n s6ng llp mnt.YT ban cua cht sd hfru li ngin hang '.. (d6i voi ngin hang 100% v6n-nudc ngPar.P c6ng ty tr6ch nhiQm htu han mQt thioh vi€n) ngiy "' thang " ' nam " ' ve vrgc thdnb lip Ngan hArg...; Nay, c6c c6 d6ng s6ng l$p, thanh vi6n sing l4p cria NgAnltng ':' .ftay ryl cac c6 AO'ng (tUenh vidn) gOp v'6n thanh Ep holc cht sd -htu lq ng6n hang" '.t16 "*il-in?i?aa. ruea" ii"g ma *6c ViQi i'Iam xem x6t c6p Gi6v pheP thtuh hp vihoat dQig Ngao n*g tho*g m4i v&i c6c nQi dung sau dl6y: 1. TEn cta Ngin hang: - T€n ttiy thi bEng ti6ug Vi€t: - T€n diy thi bdng tiiing Anh: 2. TCn tinh, thdoh ph5 noi du ki6n dit tru sd chinh: 3. NQi dung hoPt dQng: 4. Thoi gian ho4t dQng: 5. V6n didu lQ: ...ddng (beng chft...), tong d6 ty l0 g6p v6n cria c6c c6 d6ng (thanh vi6n) s6ng lip nlu sau: 6. DaDh s6ch dy ki6n nhtng nguoi ttugc bAu, U6 nhiem tam tndnh vi6n HQi ddng qunu fi, HQi ttdng thanh vi€n, thatrh vien Ban kidm so6t va T6ng Ere.m d5c (Gi6m tt6c) cria ngdn hang thucmg mai (n6u 16 hg, t€n vd c6c chric danh dd nghi chAp thu|n cria trmg thdnh vi0n). Chung t6i xin cam k6t: - Chiu tr6c\ nhiQm tru6c.ph6p.luit vd tinh chinh xdc, trung thyc cua ndi dung trong tlon, h6 so dE nebi c6p GiAy phep. - ThUc hiQn tldng ky ngiy khai truong vd c6ng b6 th6ng tin theo quy ttinh oia ph6p luit. - Cic c6 d6ng sdng lep, chri sdhtu, thinh vi6n sing lfp, ci5 d6ng chiiin luqc lfi6ng phAi B c6 d6ng s6ng lfp, chri sd hftu, thinh vi6n s6ng lfp, c6 ddng chiiin lugc cria t6 chric tin dung Vi0t Nam khic. - Ctip mlh ngUi6m chinh s{s quy dinh cua ph6p luft, cta Ng6n hang Nhd nu6c Vi€t Nam vd Di6u lQ cta ngAn hang. ., ngAy...tluing... ndm ... Cric c6 il6ng sing tfp, thinh viGn sdng lip, cht sO hiiu Ngin hing... (C6 tl6ng s6ng lfp ld c6 nhin kf vd ghi tliy thi hq vi t6n; C6 d6ng sring lfp, thanh vi€n s6ng lfp, chri sd htu E t6 chric do nguoi dai diQn theo ph6p luit kf, d6ng dAu vd ghi tliy <hi h9 t6n)- STT -^ _l . , , I en to cnuc, ca nhin s6 cp ho{c s6 deng bj kinh doaah hoic s6 chtlng minh nhtn d8n hofc s6 the cin cudc , cong oan, so tlintr danh c6 nlaq s6 hO chi6u s6 aten thoei Gi6 tri v6n g6p -. .- I ly l9 von c6p I C6ng ty A 2 NguyEn Vdn B 3 I z 6os ru,lxn cnv pufP nAxc m.ldc xco.n4Zndm 2024 tltc caP Gi6l chi nfulnh ngdn hdng nrtc ngodi, vdn i di1n nrrtc ngodi) CQNG HOA XA IIQI CHU NGHIA VTET NAM ' DQc l|P - TU do - Hgnh Phttc DONDT NGHI CAP CHYTffiP TEANIT L..sP crtr-il;Affi u-cex u Nc Nudc NGoAr Kfnh grii: ThSng d5c NgAn htng Nhl nufc ViQt Nam Cin ct Luft Ngin hang Nhi nu6c ViQt Nam ngdy 16 th6ng 6 nim 2010; CEn crt Luflt C6c t6 chric tin dpng ngdy l8 th6ng 0l r;dm2024; C[n cri Nehi aint s6 1624''IE-CP-ngdy 20 thang 12 nim 2024 cua.Chinh .,rui our?iol aiSu iiQo.ap Giiy ph6p a6i vOi qui tin dung nh6n deo' t0 cbuc.trir :nj]d #" ,i Jri, [?i da*oi .t i ro utu cta t6 chtc tin dunc li c6ng tv t.ich oUerrlm na" mQt thdnh vien, c6 d6ng sing l4p, thanh vi6n sing lflp; C6n cu Th6ng tu si: ...tZOZcrr-I-NHNN ngav. ftTF "*19,24:i: Th5ns d6c Near bdng Nhi nu6c Viet Nam quy tlinh h6 so, thg tgc cAP U13y preP l#;fr;,hnlg; he"? rh;*s m4i, chi nh6nh ng6n hd'ng nudc ngodi' vin phdng d+i di€n nudc ngoai; Nay, Ng6n hnng... tIB nghi Th6nq q5: NC-atr.Tng Md nu6cxem x6t cdp ciiy p;;;';;,h rip ia n"+ a-O'! cu ta* oga' n^g nu6c ngoii v6i c6c noi dung sau tl6y: 1. T€n cria chi nhinh ngdn hang nudc ngoAi: - T€n dAY dri b6ng titing Vigt - TOn diY ttri beng ti6ng tuh 2. Ten drh, thdoh ph6 noi au Hfo ttit tru sd chi nh6nh: 3. NQi dung ho4t dQng: 4. Thdi gian ho$ dQng: 5. V6n duqc ciP: 6. Danh s6ch du kiiin b6 nhiQm T'5ng gi6m diSc (Giam d6c) cria chi nhlnh ngin hang nudc ngoai (n€u 16 h9, t6n)' 2 7. Co ciu t6 chric, qurin fi didu hinh du ki6n cria chi nhAnh ngin hi.ag nu6c ngoii. Ngin hang... xin cam k6t: , - Va tinh chinh x6c, trung thuc cta nQi dung tong tton, h6 so dd nghi c6p Giny phep. - Sau khi dugc cAp Gi6yph6p thdnh lip chi nh6nh ngin hang nudc ngoAi, chtmg t6i sE thgc hiQn vigc ding ky ngny khai trucmg vi c6ng b5 thOng tin theo quydinh cuaphap luit. - Ch6p hanh nghi€m chinh c6c quy tlinh cria ph6p luit, cta Ngdn hang Nhd nu6c; n6u ri pham xin chiu tr6ch nhiQm tru6c ph6p luft. Ngudi.hi diQn theo ph{p h6t ctu rgAo hi;;8r:;; kf, il6ng dAu vi ghi iIAy ilt hO tGn , 1 phip ldn ddu cita ngdn hdn cs606 r.lv rrsr ruAmr l4r mJdcxcoer ngay Zl thdngTZnam ZOZI Qt NamryYdinhh 6 so,thiW ,! ^. / cap otay o mqi, chi ntuirt ngdn hbtgrurtcngodi, vdn Phdng ttqi diQn mrtc ngodi) al a (Ban hgnh cia Th6ng MAU klm theo d6c Ngin cONc udaxA HQI cHo NGEIAVIET NAM DOc lflP - TU do - Illnh Phtic DoN DE NGIrI c,iP cIAY PHEP rHANH LAP nAN iHOfrC p+r oEN mrdc NGoAr Kinh grli: Gi6m il6c Ngtn htng Nht nufc chi nh6nh .-' Cin cri Luft Ngin hang Nhn nu6c ViQt Nam ngiy l6 th6ng 6 nEm 2010; CIn crl Luit C6c t6 chrlc tin dgng ngdy 18 thring 0l fim2024; C[n cri Nehi ttinh s5 162A{D-CP.ngdy 20 th6ng 12 ndm 2024 cla Chinh ,nu o,i.J#i,eilirffiar"aia, pieo oai"a1 {u[ tin iung nhan 9e1t5 tr'.S :h6h} ;*" ,a i[, raei dA*oi .t,,i ro nm cria t6 chrlc tin dsng ld cong tv tr6ch ,nie. UU" na, mQt thanh vi6n, c6 d6ng sring lap, thnnh vi€n s6ng lip; Cdn crl Th6ng tu s6 ...tzozqrn-NHNN ngdv i' ftTg "y19?4:Y Th6ne d6c Nean udig Mi nu6c vigt Nam quy dinh h6 so' tht ttlc cap (;ray phep G;"F.;;;; h;! ,h"*s m4r, chi nh6nh ngin haog nu6c ngoi'i' vrn phdng d4i diQn nudc ngoai; Nav. t6 ch(lc tin dung nudc ngoai, t6 chuc nu6c ngodi lfi6c co hoat tlQng nsan haus (t6n) dE nehi Gi6m d6c Ngnn hang Mi nudc chi nh6nh ' " xem xel ;#AA";il;1*nl6'* pnong oelaien nuoc ngoii cta t6 chric tin duog nudc ;;il;;64;";C nioai mac c-6 hoat tlQng ngin hang (tcn) voi nQi dung sau tliy: 1. T€n crla v[n phdng d4r diQn nudc ngoii: - TEn dAY dt b6ng tii5ng ViQt - TEn tIiY dri bdng ti6ng Anh 2. Dia dirim dit tp sd du ki6u cria vin phdng dpi diQn nudc ngoi'i: 3. NQi dung ho4t dQng: 4. Thoi gian hoSt dQng: 5. Danh sdch du kitin b6 nhiQm trudmg v6n phdng dai di€n nudc ugoii cia vin phdng dar diQn nu6c ngoai (nOu rd h9, t6n)' 2 T6 chuc tin dpng nudc ngodi, t6 chric nudc ngoii khic c6 ho4t ddng ng6n hang (t€n)... xir: cam k€t: , - Va finh chinh x6c, trung thgc cta ndi dung rong don, h6 so d0 nghi cip GiAyph6p. - Sau khi dugc cAp ci6y ph6p, chrmg t6i sE thgc hign viQc ding ky ngiy khai truong vd c6ng b6 th6ng tin theo quy tlinh cta ph6p luit. . -.Cn.p lM "4:T chlnh cric quy dinh cua ph6p luAt, cta Ngen hang Mi nudc; n€u vr pham xin shiu tr6ch nhiQm tru6c ph6p luit. ..., ngay... tluing... ndm... Nguli iISi dipn theo phdp luft cta t6 chrirc dn dgng nuric ngoli, t6 chric nufc ngoli kh6c c6 hogt ilQng ngAn hlng (bj,, ddng ddtt vd ghi dAy il fu ted * :;! 07 H thing ,lZnam ZOZt o, thi : ^.: tuc cap otay i nluinh ngdn hdngmrtc ngodi, vdn rurtc ngoa, CQNG HOAXAHOI CHt] NGffAVI+TNAM DQc lflP - TV do - H4nh Phtic soYEULVLICE Anh h0 chi6u (4x6) - 56 dinh dafi c6 ntrin; noi d hien tai (truong hqp kh6c noi drng lcf thuong tri) (d6i voi nguoi c6 qu6c flch ViQt Nam): - s6lO1u6u, ngdy 9Ap, noi c?p; qu6c tich (gu5c dch g6c,cac qu6c dch nieo ouyl; ooi d hifu ti (A6l n,ii ngudi }fi6ng c6 qu6c tich ViQt Nam): - TEn vd dia chi ph6p nhAn mi minh dei diQn (trudmg hqp lnngudi tlai diQn cria phip nhdn): 2. Tdnh dO hqc vAn TOn trulng; t€n thinh nU6, 9909 gia noi trulng dEt tru sd chinh; t€n kh6a hoc: thcri sian hac; ten Ueng fliei [e ohf,og beng cip, chucmg trinh dao t4o li€n ffi;6, fil, .r,i,il, aie, uleo .i,u chric danh duqc biu, bo nhiem) 3. Qu6 hinh c6ng t6c: - QuA tinh c6ng t69, n46 9ehrfl vd chric vs di qua (tu nnm 18 tu6i d6n nay), larn gi, d diu, t6m tit dic di€m chinh' - Chric vu hiQn nay tlang nim git @i ngin hdng vA c6c t5 chtc kh6c' - Dcm vi c6ns t6c; chuc vg; c6c tr6ch nhiOm chinh (lipt k€ c6c don vi c6ng t6c vA chuc arot oi- gr1 t4i chc don vf niy tlim bdo tinh lign tuc v€ mit tho Cian). - Khen thudmg, lc! luft (n6u c6)' 4. Phan v6n s6p, c6 phin fu ki6o sd htu (trudmg nqrp c6 O6ngfn *-'ha'. ) Uoac au f.iE a"q" ii qryAo, ty th6c dung t€n (truong hqp Ii ngu&i d+i diEn cua phip nhan). 1. Th6ng tin c6 nhin - Hg vi t6n: - NgAy, th6ng, nlm sinh: - Noi sinh: 2 5. M6i quan hQ (n6u ld c6 d6ng sriurg lip, ngudi du kiiin duqc bAq UO nniem ldm nguoi quan lf, di€u hanh vi mQt s6 chric danh kh6c cria ng6n hang thuong mai): KE khai m5i quan hQ vdi nguoi c6 li€n quan theo quy dinh tai khoen24 Di€; 4, lfioAn 3 Di6u 69 Luft C6c t6 chric tin dgng. 6. Th6ng tin vd c6rn dam nhigm chric vg, thanh lip, quin li doad nghigp, hqp tia xE (dt5i voi trucmg hqp phi6u lf llch tu ph6p hogc ven bitrc6 gi6 ni tucmg dluong do co qu{rn c6 thAm quyen nudc ngodLi #p tlOrg c64<h6ng cung cAp duqi th6ng tin ndy); 7. T6i,.......... xin cam k6t nhLmg loi khai r€n lA dung su thft. T6i xin chiu hoan tod.n tr6ch nnigm dr5i vdi bAt k! thOng tin nio kh6ng rlung v&i sU thflt tai bdn kiai niy. ..., nCay ... thang ... ndm.... Ngudi khai $f va ghi 16 h9 vi t€n) Ghi chi: Chii hj phai dqc chilmg thvc theo quy dinh cia ptuip lw1. t., nr-Au n cs608 nc c6p v6x rHANE LAP G M4.I c6 psAr (Ban hdnh kim th Qt Nam quY cua huong mqi, chi nfuinh ngdn hdng mtoc Gi dqi di€n ntrtc ngodi) ng,oa\ DANH SACH CO EONG C6P V6N THANH LAP NGAN EANG... Tnr0ng Ban tri b! (K}vd ehi 16 hq t6n) Er.I6r{c DAN xt xrur l. Th6ng tin vd t6 chirc bao g6m: a) Th6ng tin vd t6 chuc: - TOn t6 chric: - Dia di6m dit tru sd chinh: ngay&ltluing4bdn 2024 dinh vi h6 so, thi tYc ctiP Th6ng tin vi t6 s6 aien ci6 tri S6 c6 -.1 Loal co ry l9 von chric c6 nhin tho von I. c6 don s[n T6 chrlc 1 A 2 C6 nhan 3 Nguy6n Vnn A 4 tr. c6 d6n o v6n kh6c I O dtuc 5 C6ng ty B _ 6 Cl nhan 7 N VAn B 8 STT 2 - SO CiAy gh6p than! l$p holc dene ky kinh doanh hoEc vEn ban tuong duong, co quan cip, ngriy cip: b) Th6ng tin vi nguoi dai di-6n vi5n g6p: - He vi t€n: - Ngiy th6ng n56 einh; -. 56 dinh danh cA "l'6q noi d hign tai (truong hap kh6c noi deng kf thuong tni) (d6i v6i nguoi co quSc {ch ViQt Nam): - 56 hO chi6u., ngdy 9Ap, noi cAp; qu6c tich (gu6c tich g6c, c6c qu6c {ch hiQn nay); noi d hiQn tai (d6i v6i nguoi kh6ng c6 qu6c dch ViQt Nam): 2. Th6ng tin vd c6 nh6n bao g6m: - Hg vA t6n: - Ngdy th6ng a[41 sinh; -. 56 dinh daah c6 nlrAq noi d hien t+i (trucmg hgp kh6c noi iting hf thuong tni) (d6i voi ngudi c6 qu5c {ch Vi€t Nam): - 56 hO chi6u ngdy gAp, noi cAp; qu6c dch (qu6c tich g6c, c6c qu6c lch hign nay); noi d hiQn 'al (d6i vdi nguli kh6ng c6 qudc tich ViQt Nam):r.- (B o MAU 'an hinh kim the cuQ 7h6ng d6c Gidy phdp lin s6 o9 UA DOIVd CA NHAN nCay27 thdng.lbam zozt t Nam quy dinh ve hd so, thi tqtc cdp mqi, chi nluinh ngdn hdng rutdc dqi di€nmrtc ngodi) n CONG HdAXA IIQI CHi] NGHIA VI+T NAM DQc l$P - Tq do - H4nh Phtic ..., nCdy ... t6ng ... ndm DONMUAC6TNAX Kinh gui: Baa trt bi thinh lip Ngin hang." L C6 nhan da nghi mua c6 PhAn: - Ha vd ten (en diy dri vn shinh thts, ght beog chfi in hoa): - Ngiyth6ug nIm sinh: - S5 Ci"r' danh c6 nhin; noi d hi€n tai (truong harp kh6c noi dnng kf thuimg trt) (di5i vdi ngudi c6 qu5c dch ViQt Nam): - s,5 hO chil6u, neiy cip, noi c6p; qu6c $cb (quiic tich g5c, c6c qu6c tich hiQn nay); noi d hien Br taOi r,li nguoi lfiOng c6 qu6c dch ViQt Nam): - Noi c6ng t6c vd chirc vg hign t4i: - s6 oign tloai: 2. NQi duug ding k! mua ci5 Phtn: - 56 lugmg cO pmn Aang lcy mua" loai c6 phao, gi6 tri, ti lQ sd htu so v6i v6n di6u l0: - Th&i gian n6.P ti6n: 3. Tinh hinh g6p v5n, mua c6 phin t4i c6c tti chrlc lfi6c: - T€n t6 chrlc tin dgng, doanh nghiQp md c6 nhnn dang c6 v6n g6p: - 56 v6n di g6p vd ti lO so vfi t6ng v6n di6u l€ iua t6 chric tln dgug' doarh ughiQp tl6: 4. Camk6t: Sau khi nghi€n cuu DiAu lO cua Ngin hdng vi cic quy ttinh cuaph6p hAt c6 li€n quan, t6i xin cam k€t: a) Mua dri s6 c6 phnn vd g6p dung thdi h+n de deng h9; b) Kh6ng st {rng v6u huy dQng, v5n vay cr}a t6 chrtc, c6 nhin kh6c d6 g6p 2 v6n, kh6ng g6p v6n duoi Chiu t6ch nliQm trudc ng6n hang; c) Tuin tht c6c quy dinh ngdn hing vA c6c quy dinh cta nhdn kh6c dudi mgi hinh thtc; cia ngu6n v6n g6p thanl lip hang, c6c quy dinl nQi b0 qia quan; d) Hoan todn chfu tr4ch nhiQm vd tinh trung thgc, chinh 1ds cria nhimg hd so gui kdm (n6u c6). Ngudi mua c6 phin (K9 va &i 16 ho t€n)_ 'an hdnh k)m theo o cila Th6ng doc Gi6y phdp t,in ddu ngodi, 10 o6r vdt 16 csUc nsdy24 dinhvA tluing'lZndm 2024 I so miu NHNN(8, t Nam quy h6 so, thi ryc cdp mqi, chi nhinh ngdnhdngrufic dqi di€n nuhc ngodi) CONG UdA XA HQI CHU NGHIA V4T NAM - DOc l6P - Tg do - II4nh Phtic ..., aCCY ... tluing "' ndm "" DOI{ MUA CO PHAN Kinh gui: Ban rt bi thanh lfp Ngdn hang"' 1. T6 chrlc dd nghi mua c6 Phdn: - TOn t6 chric (€n diy dri vn chinh thirc, ghi bing cht in hoa): - S6 quy6t dinh thenh Bp hoic s6 Cang ki knh dsanh' co quan cip' ngiy cip: - V6n di6u lQ: - Dia cht tru sd chinh: - Sii Oien tnoai; 56 rax 1n6u cOl: 2. Nguoi tl{ diQn theo PhiP lu$t: - HQ vd t€n: - NgiYthing a!6 sinh; - Chirc vu <lang nim git tai t6 chric: - 56 dinh denh c6 nhin; noi 0 hieu tAi (trucmg hqP lt6c ncri ding kf thucmg trt) (d6i vol ngudi c6 qu6c tlch Viet Nam): - 56 hO chi6u, ngdy cAp, noi cAp; qu5c ticb (qu6c tich giic' c6c qu6c {ch hi€n nay); noi Ohen tai G6i vdi Dguoi kh6ng c6 qu6c tich ViQt Nam): 3.. Nquoi dugc cu lam dai di-En ty quydn cira t6 chric t4i ngin hang thuong mai c6 phin: - HQ vd t€n: - NgnY th6ng nim sinh: - Noi c6ng t6c vd chrtc vu hiQn t4i: - ui5i ten ne v6i t6 chirc (trong tnrdng hqp lfi6ng lnm viec cho tri cbuc tl6): 2 - SO ainl denh cA nhAn; noi d hien tai (truoag hqp kh6c ncri dlng k! thucmg trt) (d6i v6i ngucri c6 qu6c tich Vi€t Nam): - Sri nO cni6u, ngdy cdp, noi c6p; qu5c tlch (qu6c tich g6c, c6c qu6c tfch hiQn nay); noi d hien t3r 1a6i vol ngudi lt6ng c6.qu6c tich Vigt Nam): 4. NQi dung tl6ng hj'mua c6 phin: . - Sti luqng c6 pnAn Ceng fy mua, loai c6 phAn, gi6 tri, ti l€ sd htu so v0i v5n tli€u l0: - Th&i gian nQp tidn: 5. Tinh hinh g6p v5n, mua c6 phin tai c6c t6 chirc kh6c: - TEn t6 chuc tin d1rng, doanh nghigp ma t6 chric dang c6 v6n g6p: - 56 vrin tti g6p vi tj' lQ so voi t6ng v5n diBu lp cria t6 chric tin dvng, doanh nghigp tl6: 6. Cam k6t: Sau ktri nghiEn ctu Di6u lQ cria NgAn hang vd c6c quy tlinh cta phAp luft c6 liOn quan, chung t6i xin cam k6t: a) Mua ttri s5 c6 ph6n vi g6p dung thoi han dn dnng kf; . b) Kh6ng srt dunC v6n huy dgng, v6n vay crla t6 chrtc, cA nh6n kn6c d6 g6p v5n, kh6ng tlugc sri dgng ngu6n v6n do ph6t hrinh t6i phi6u doarh nghrQp dti g6p v6n; kh6ng g6p v6n du6i t€n cria c6 nhAn, phrip nhin khdc.dudi mgi hinh 156s' Chi.u tr6ch nhiQm trudc ph6p luft vE tinh hgp ph6p cta ngu6n v6n g6p theDl Ep ngin hdng; c) Kh6.ne Qi k6t an vE c6c tQi pham quy dinh tar BO luat Hinh su tong 02 (hai) n5m li6n kA tru6c thoi di6m nQp don. d) Tuin thrt c6c quy dlnh t4i Di6u lQ cria Ngnn hnng, c6c quy dlnh ngi bQ cria ngin hdng vd c6c quy dinh oia ph6p luat c6 li6n quan; d) Hoin toan chiu trAch nhiQm vA tinh trung thgc, chinh x6c cria nhimg h6 so gu kdm (n6u c6). Nguli .ld diQn theo phrip lu$t cfia t6 chrir fif va ghi 16 hg t€n, chuc vg vA tl6ng d tL A l s611 or c6 lffix QUAN 6NrnANtrL+PN cAr uAttc lbtm zozt vA tiNH tfimr 4/TT-NHNN hdnc YiQt Nam quy thtt tltc cdp cita ngdn hing thuong mqi, chi nhinh ngdn hdng nudc ngodi, vdn phdng dqi diQn nudc ngodi) ngayllth(ng dinhv€ h6 so, BANG KE KIrAI NGIJdt cd utN QUAN Kinh giri: NgAn hing Nhir nufc Vi$t Nam STT Nguli khai (t6 chrirc, ci nhAn g6p v5n thtnh t$p ngAn hirng) vir "ngrdi cd li€n quan" Di tham gia thtrnh l$P ngin hing Ti l0 v6n 96pff6n DL Khi thtnh l$p cria ngln hlng TMCP... TOn ng6n hang Tl l9 sd hiir:/v5n DL cua ngin bing (%) (l) (2) (3) (4) (5) (o I Nguy6n Vin A Nguoi khai 2 NguyEn Thi B Vq 3 C6ng ty X Li c6ng ty do 6ng A li CTT{DQT, gi{m d6c... T6ng c0ng % (chi ti6t ttng ng6n heng) % CONG HOA xA ugI clru NGrfA vrET NAM EQc l$P - Tg do - H4nh Phric T6i cam ktit nqi dung Bang k0 lfiai tr6a <l6y B tlung su th|t, n6u c6 bit cu sU khdng trung thlrc ndo, t6i xin hoAn toan chi.u tr6ch nhi€m tnr6c ph6p lu$t' Neuoi khai (7) (kf'ghi rO hQ tOn, tl6ng dAu n6u c! .1t lt ;i M5i quan hQ vfi ngutri khai 2 HI/6I{G DANK6 KIIAI TIIEO MAU l. D.5i voi phan ke khai tai (2): ke khai toan b9 r.r'6i quan hQ "nguoi c6 li€n quan" theo quy ainh t4i khoAn 24 Didu 4, kho{n 3 Di6u 69 Luit C6c t6 chric tin dung nnm 2024. z. o6i vdi pmn kc klai tai (3): Ghi r6.m6i quan hQ v&i ngudi khai. 3. O6i voi plin te khai t4r (4): Ghi 16 t6n c6c ng6n hang di tham gra g6p t' votr. 4. D6i voi pnan te khai tai (7): Ntiu li ph6p nhin, nguoi ki ten nguoi khai B dai dien cho ph6p nhin vd tl6ng dAu; Niiu li cri nh6n, cht ky phei duo. c chrmg thgc theo quy dtnh cta ph6p luit. 5. Ngu&i ktrai phAi k€ kfiai dAy dri th6ng tin theo y6u ciu vi chiu tr6ch nhi€m.trudc ph6p luft vd t6 chric tin dung, chi nh6nh ngin hang nuoc ngoAi v6 tinh dAy dri, ghinh ,(iic, trung thgc cua hd so, ruong hs? lfi6ng ph6t sinh thi ghi 16 lfidng c6, trulng hgrp ngu&i c6 li6n quan da mAt ghi rd ddmilt.u ,- uAu nAN xE lA cA .6 tz NIIAP cue cd oONc SANGL{P G TITTION c M4r cO pnAx 4Znam ZOZq (Ban hdnh kim theo ct)n Thiing d6c Ngdn Qt Nan quy thi tltc cdp Giiiy phip l,in ddu cua thuong mqi, chi nhdnh ngdn hdng nudc ngodi, vdn phdng dqi diQn mrtc ngodi) coNG HoA xA HQr cHir NGffA V4T NAM DQc lip - Tg do - Hgnh Phtic BANG KN IOIAI TAI S,{N Kinh gui: Ngnn hdng Mi nudc Vigt Nam - H9 vd tOn Nguni k€ khai tii sAn: - Ngdy thing n6m sinh - 56 dinh danh c6 nh6n hoic st5 trQ cUiiiu; noi d hiQn tai (trueug hqp lfi6c noi tl[ng ky thuong tni): - Co quan/tlcm vi c6ng ulc hotc ncri ldm viQc: wafilfi,ing dinh v€ h6 so, T Logi t,iti sdn Th6ng tin m6 td vt Ai sdn I Md, c6ug trinh xdy dtmg lugng: cat I . l. Nhi thrt nhit: + Loai nhi + DiQntich d6t:.. ..........m2 + DieD tich d6t x6y dlmg: ......m2 + DiQn dch srt d.ung: ... . .... . ...m2 + Dia chi (Dinh kim bAn sao c6 ch(mg thu. c gi6y chri quyAn theo quy dinh cta phAp lu$t) + Tri gi6 ng6i nhd vi dAt tUeo gia thi trudng:......,............. 1.2. Nht tht hai: + lngi nhA;..... . ..... + DiQn dch dA m2 + DiQn dch d6t xiy dgug: ......o2 + DiQn dch srl dqtrg: ... . ..... ...m2 + Eia chi:.. .... ... 2 @inh kd: tlinh cta + Tri gre trutmg:.. 1.3. Nha tht . . . m ber sao c6 chimg thyc gily cht quylu theo quy phAp lu$t) ng6i nhd vn dAt theo gi6 thi @intr kdm bda sao c6 chring thgc giAy chrmg nh$n QSD dit theo quy tlinh cta ph6p lu$t) + Tri gi6 thtu dat tbeo gi6 thi truong: ........ 2.2. Thta tht hai: + LoiJ dAt:........... + DiQn dch:.. .. .. . . ...m2 @lntr kim ban sao c6 chrtng thyc gi6y chrimg nh6n QSD dit theo quy ttlh cua ph6p luEJ) + Tri gi6 thua dAt theo gi6 thi tuong: ........ 2.3. Thua tht: .....; + Dia chi + Dia chi .sdtugng: -...thria 2.1. Thrla thri nhAt: + Ir?i dAt:.. . . .. .. ... + DiQn tich:. ..........m2 2 QuyAn sri dung d6t + s6 lusng: + Trl gi6 theo gi6 thi tudng: @inh kdm ban sao c6 chrmg thyc gi6y td li6n quan) + Trl gi6 theo gi6 thl tuong: ... +T6n:......... - BAt dQng san + T€n: + Dia chi 3 Tai sin d nudc ngod.,i @inh kdm bAn sao c6 chrtng thgc - Ngin hang mo tii khodn:. . . .. . . . - Si5 au tai khoao vdo thoi tti6m k0 Ldai:. . td 1i6n quaa) Tdi khoin d nuoc ngoii @lnh ktsm bln sao c6 chting thuc quan chtc ning) - Chring loai, ohin hiQu: giAy ding hj cua co 5 M6 t6, 6 t6, tau, thuyAn c6 gi6 tri ttr 100 triQu d6ng td l€n - DQng sin: (Dlnh kOm bdo sao c6 chrtng thgc gi6y td lien quan) 4 3 - 56 luqng: ...... - T6ng gi6 tri theo gi6 rhi tru&ng: @hh kCm btn sao c6 chrhg thpc gi6y tt Uen qoarr "6u cOl - T6ng gi6 ti u6c thh Kim kll qu!' dA qu!.c6 916 tri tt 100 triQu tt6ng tt lCn 6 T6ne gi6 tri:.. .... Ti mit kiem, s6 dn dung...): @lnh kim bdu sao c6 chrhg thrp crla "eF" hbg) T6ng gi6 tri:.. ....... C6 phi6u: @lnh kdm bin sao c6 chrlng thgc crla c6ng ty ph6t htoh ho& c6ug ty chring khoin) T6ng gi6 ti theo m0Dh 9i6.. ' ... . . . . .. T6ng gi6 tri theo gi6 th! tu&ng (Sin giao dich' OTC): grli er ndau htog, chrirc tln dung (tti ktodq @lah klm bdn sao c6 chtag thyc crla co quan ph6t hinh ho[c c6ng ty chltrg lfiodu) T6ng gi6 ti theo mQnh 916....'....... T6ng gi6 ti theo gi6 thitulng (SAn gao dich, OTC):............ TrAi T6ni gi6 ti theo neDh 916............ T6ng gi6 tri theo gi6 thi truhg:.......'...'. CAc c6ng cg chu nhuqng kh6a: riAq s6 ti6t ueru c6 phi6u, tnni phi6u, c6c c6ng cp chuy6u nhuqng khAc c6 ei6 tri tt 100 tigu d6ng t0 l6n - TEn:... - 56 luq,ng: ... - T6ng gi6 ti udc t{nh: td [en qum) c6 sao kan IDh bin thw chtrag (D 8 Tni sin kh6c c6 gi6 tri tt 100 tiQu ddng d l0n - Kholn vay thrl nhfu Hqp 6dug s6'..... qr Ngen hine TMCP A GiA fi khoia vay:......; Tii stn dtu blo: ."'; Du Dq den th&i di0n hiQn tsi:'..... (bhg cht...'...)' - Khoin vay thri hai: Hqp ddng 86 . .. . . . tsi NgeB hf,ug TMCP A; Gi6 tri khodu vay:....'. ; Tt! sh tlim b6o: ....; ou nq a6E th&i di6m hi€n Ai:...... Oing chu.......). ti li€o quan) c6 bAD kdm sao iDh thfrc chtng (D I 75n huy d6ng, r6n uay crla t6 chric, c6 nh0r 4 - Khodn vay thri n: ..... T6i cam kiit Btn t.u ke khai tii srin tr€n diy lA trung th1rc, ttiy tlt. N6u khai man, t6i xin hodn toan chiu tr6ch nhiem trudc ph6p lu6t. ... .,nCay ... tlaimg ... nhn ... Ngudi kC khai tti sin, thu nhfp (Ki, Chi 16 ho t€n) >- 5 sUdnc oin d ts^l,r rmouAu t. O5i vOi pUAu k0 thqi vi nbi' c6ng rinh x6y d1mg khac: - IGOng phai kC }hai ohi cOng w - lrllA, c6ng tlnh xiy ,rf"g phni k€ khai gdn nhi 0, uhi xrdng, uhi hilog, ctu lec b0, cdc c6ag uinh xOy drmg kb6c. ' '. - Nhd, cOng ttrh.ray dgtrg dgP theo (Dfu c6) thf ke lfrai ohu nh{ c6ng tbh xtyd.umg thf Dhfu, thlhai. 2. D6i voi phln ke ttai 5, 6,7, 8: Cht k0 klai n6u t6ne ei6 ti cta a6i toei Bi dno fi 100 trigu ddng ffi l€o' vr d*OJ*" .lv,;fu-ffi eii ti t r" I *. nev tu l0o tifu ddas Ee rcn 6r. ririiilie rrri, ie" iiire ei6 ni ir. I *r mly aroi i oo trifu 66ng 6r khong phii ke khsi l. B6i vAi tii sAn chrmg theo Phlo: Ke khri rO dugc pbAn thuOc s& httr crla ngudi ke lt8i, e16 ti uft ri"h clia phhai s6n tt6., >_ I c 13 cffirrgot, cOpvOxrEANE vdr rO crffc nn0xc rsAr sANcxAc r.,apxcAr.r DtNG (Botlthhkin tluo .tbanZOZt tNan qty ngay?3 thblg dinhv?hO so, NfuC& ngdn thtong w| chi nhbth ng&t liorg rnrtc ngoai, fin phdng tlai diQn ru6c ngodi) coNG EoA )(A EoI cEiI Ncd,l v4t xAlvr D$c lfp - Tg ilo - Egnh Phic BANG xAc DE{fl IcrA NtrNc rAr cffE Ktrdntrtsvi td chtrt ai gdpvinthdnhl@nge1 hbgtl$ongWt Oat*ddihon &tqctdi tqHiv6n clti sd l&t 12. C6ng thric cu thA: A= E-LI (r)vd -IJ=-tA-IDQ) Trong tl6: I + A: Khl nlng vi Bi cbiuh dE g6p vfo tttnh lfu ngin hrng thucng r4i cua t6 chrric + E: V6a chrl sd htu + Ll Diu tu dti hp duqc tii tlq bdi v6n chrl sd htu + LD: Phlo Nq dAi hp dtug tl6 diu u Tni sin dii han + LA: Tii siu aDi haa * NEu A >.= 56 v6o phiii g6p vio ng6a htag firrcrag m4i thco cao t6t cria t6 cffic $f t6 shis c6 Lful ning yd 6; "l*"r' 6i g6p v6n thtoh lfo DgeD ]trng thrsag Eal. Ktuh g&i: Ngln hlng Itlhi nufc YiQt Nam CAch xic dinh ffi n;ng vB tli chfnh dA g6p v6n thi"h lflp ng6n htng thucmg -a; d6i v&i t6 chric 1fi6ug phai li t6 chrlc dtr dunc A- c6ng $rh rlt Lhi ning vt tli chlnh di g6p v6n thinh l|p ngin hing thung Ed 081vdi t6 chric kh6ng phti It t6 chtu tin dgrg: 1.1. C6ng tbrtc t6ng qu6t yon cfm sdhht 2 + N6g A < 56 v5n phai g6p vio ngio. hang thucrng chric thi t6 chuc ld6ag c6 (f !6[l n;ng v0 tiLi chinh d€ hirg thuong m4i. B- Y{ dg minh hga: Iheo DE {n, C6ng tyx sE g6p 100 t} VND dA tlanh lip ngtur halg thucmg m4i Y. Ph0n dch ngudu v6n aE COng ty X g6p tbrnh lfu ng6n hbg tbuong mei Y dg a trBn bAng can A'ii t<6 todn vio ngdy 3 In nlY nhu sau: Donvi: tiVND V.a" 4*g c6ng ttrrlc (1) vi (2) 6l a6s ainl' ltri "E"g vA tai cblnh cria C6ng ty X dB g6p v6n thinh lfp ngin hing thucmg m4i Y, ta co: m4r theo cam ttit c0a t6 g6p v5n thi'rh l[p 1gfia TT Nsudn v5n TT Tii sin I Tdi s,in nsin hsn 1.092,12 L No phdi hd 661,8E I TiEn vi cdc L:hoAn tuong tfucng tiAn 771,90 1 Nqngirh?tr 517,1E ) Cic kho6a diu tu tai chfuh "gi" na" 0 Ns dAi hcn \41,79 C{c Lfroia phii thu ngin hqn 377,87 Htne tdn kho 0,08 Tii sin ngrtn ha" 156s 2,57 n 1.95E,11 Tdi gin dai hgn 1.530,90 il. Ydn chfi sd htu I C{c ltoAlphii tbu dni hta 0 1 V6u chrl sdhfiu 1.900 7 26 02 l-.. I ar san co dr 2 Ngu6u kinhphivn qu! liAc 3 58,44 g6t a6ng saa diu tu 0 4 C6o Lfionn dAu tu tni ;hinh &i hatr 1.504,78 5 .Tti sindni"han kh6c-..- ,- - -0,10 2.62332 COne 2.62332 C0ne II I r Dlu tu dii hp ilugc tii trg b&i Y6n cht s& hiru (ID V6n cbt r& h,Eu @ Tni sin dni haa (LA) 1.530,90 fivND V6n chi sdhtu 1.900 rivt{D PtlnNq dni hqtr dr)ng dE diu hr TAi sln dei hen (i,D)* 147,70 tyvlID LI=LA-LD 1.3832 r,,VrrD E 1.900 tt vl,iD 2. 3. 4. 5. J ohii s6D vao ng6n hing thuoag o+i ';loi*;El'"'[$,Hffi ry\ ID). ctdf: - *g"t-t rtuy& minf uo cio Bi chlDh ore t{ *rrc c'huaiLr5ft*i"t' 6 ;mffi ffi r,#gxffi'l;r*r,m'",s9* ttoinqpnty. H,tHil'fl'I1x*:i,1[*;iff- VND 51 t A=E-LI So stohA (516,8 t' Y tbco cao t& crir vltei cttl 6t s6p Vl{D)voi 56 v6n ty n vAN BAN CAM (Ban hdnh kim theo crn Th6ng aoc Giay phip ldn TENT6 CHI.,C L4 AvoUNGIfAWTHUE, HOI atrf-NHNN ngay, 2n./.42/2024 Qt Nam quy dinh h6 so, thi tvc ,cap ngdn thrmngmqi, chi nhinhngdnhangru6c van dqi di n nuoc CONG HOA KA HOI CHT NGffA V T NAM DQc l$P - TY do - Hgnh Ph{c i 55: ......../......".. Th cam kit eld thsc hi4n dtiY dn nghla vqt thud, bdo hiiim vAN BAN CAM KET DA THI/C TM.EN OAV DU NGI{A vU TI{UE, sAo HEN,I xAsOt Kinh giri: Th5ng d6c NgAn hing Nht nutrc ViQt Nam Cin cri Nghi din! s6 rcZtzOzqND-CP ngdv 20 t!6nC 1.2 ni\ ?0?1 * Chinh phtr suyilnh diEu Fi€n cip $iy ph6p <tQi voi.qui B jqe *a".{en: to chrlc tii cblnh-vi m6 vi di6u ki€n d6i vcri chri sd htu cta t6 chric tin dgng ld c6ng ry r6ch nhiem htu han mQt thinh vi€n, c6 d6ng s6ng lip, thinh vi6n sdng lip; Cin cu Th6ng tu s6 ...tZOZcffT-NHNN ngdy .... ft6og "' nim 2024 sia Th6ns d6c Nsan hLe Mi nudc Vigt Nam quy diDh hd so, tht tuc cnp Giiy ph€p tan CI'u cua rgan nang thuong m4i, chi nh6nh ngin hiog nu6c ngoi''i, vin phdng tlai di0n nudc ngoii; TOn t6 chric: Me s6 thuii: Try sd chinh: DiQn tho4i: Oar diQn theo ph6P luir Chuc vU: Bins ven ban niv. ftn d chirc xin cam k6t: Tinh tdi thoi di6m hiQn tai, rEn td chtc dirhvchipn dAy dri nghia vU thu6, bio hi6m xE hQi v&i co quan nhd nudc. TAn 6 chtic xin chiu r6ch nhi€m tru6c ph6p luat vd tinh chinh x6c, trung thUc, tliy dri c6c nQi dung t4i cam kiit niy. Trin trgng cim on./- D$ diQn theo PhliP lu$t cria t6 chfc (K!, ghi rd hp t€n, clnhc vu vd ilong dlu) - -ii ..., ngdy ... thbrg ... nhn ...