Thông tư 0918/TT (2020)

# Văn bản - Lĩnh vực: Tai chinh Ngan hang --- C0NG HOA XA HOI CHU NGHIA VIET NAM Boc lap - Ty do - Hanh phuc THONG TIT1 Huong dan giao dich dien tu’ tren thi truong chung khoan CONG THONG TIM QIEN Tl} CHiNH PHU Gid:.. .5............. Ngay:ZZf.9/tolQ DEN Thong tu so 134/2017/TT-BTC ngay 19 thang 12 nam 2017 cua B6 truong Bo Tai chinh huong dan giao dich dien tu tren thi truong chung khoan, co hieu lire thi hanh ke tu ngay 01 thang 3 nam 2018, duoc sua doi, bo sung boi: Thong tu so 73/2020/TT-BTC ngay 07 thang 8 nam 2020 cua Bo truong Bo Tai chinh sua doi, bo sung mot so dieu cua Thdng tu so 134/201 7/TT- BTC ngay 19 thang 12 nam 2017 cua Bo truong Bo Tai chinh huong dan giao dich dien tu tren thi truong chung khoan, co hieu lire thi hanh kk tu ngay 01 thang 10 nam 2020. Can cuLuat Chung khoan ngay 29 thdng 6 nam 2006; Can cu Luat sua doi, ho sung mot so dieu cua Luat Chung khoan ngay 24 thdng 11 nam 2010; Can cu Luat Giao dich dien tu ngay 29 thdng 11 nam 2005; Can cu Luat Cong nghe thong tin ngay 29 thdng 6 nam 2006; Can cu Luat An todn thong tin mang ngay 19 thdng 11 nam 2015; Can cu Nghi dinh so 58/2012/ND-CP ngay 20 thdng 7 nam 2012 cua Chinh phu quy dinh chi tiet vd huong dan thi hanh mot so dieu cua Luat chimg khoan vd Luat sua doi, bo sung mot so dieu cua Luat chung khoan; Can cu Nghi dinh so 60/20 15/ND-CP ngay 26 thdng 6 nam 2015 cua Chinh phu sua doi, bo sung mot so dieu cua Nghj dinh so 58/2012/ND-CP ngay 20 thdng 7 nam 2012 cua Chinh phu quy dinh chi tiet vd huong dan thir \ 99 ? \ hanh mot so dieu cua Luat Chung khoan vd Luat sua doi, bo sung mot so dieu cua Luat Chung khoan; 1 Van ban nay duac hop nhSt tir 02 Thong tu sau: - Thong tu so 134/2017/TT-BTC ngay 19 thang 12 nam 2017 cua Bo truong Bp Tai chinh huong dan giao dich dien tit tren thi truong chung khoan, co hieu l\rc thi hanh kl tir ngay 01 thang 3 nam 2018. - Thong tu so 73/2020/TT-BTC ngay 07 thang 8 nam 2020 cua Bo truong Bp Tai chinh sua d6i, b6 sung mpt so dieu cua Thong tu s6 134/2017/TT-BTC ngay 19 thang 12 nam 2017 cua Bp truong Bp Tai chinh hudng dan giao dich dien tic tren thi truong chung khoan (sau day viet tit la Thong tu so 73/2020/TT-BTC), co hieu lire thi hanh k6 tir ngay 01 thang 10 nam 2020. Van ban hop nhit nay khong thay thi 02 Thong tu tren. -- 1 of 38 -- 2 Can cu Nghi dink so 42/2015/ND-CP ngay 05 thdng 5 ndm 2015 cua Chink phu ve chung khodn phdi sink vd thi trucmg chimg khodn phdi sink; Can cu Nghi dinh so 27/2007/ND-CP ngdy 23 thdng 02 ndm 2007 cua Chink phu ve giao dich diin tic trong hoat dgng tdi chink; Can cu Nghi dinh so 156/2016/ND-CP ngdy 21 thdng 11 ndm 2016 cua Chink phu sita doif bo sung mot so dieu cua Nghi dinh so 27/2007/ND-CP ngdy 23 thdng 02 ndm 2007 cua Chink phu ve giao dich dien tu trong hoat dong tdi chink; Can cu Nghi dinh so 87/2017/ND-CP ngdy 26 thdng 7 ndm 2017 cua Chinh phii quy dinh chitc ndng, nhiem vu, quyen han vd ca cdu to chuc cua Bo Tdi chinh; Theo de nghj cua CM tick Uy ban Chimg khodn Nhd nude; Bq trucmg Bq Tdi chinh ban hdnh Thong tu hu&ng dan giao dich dien tic tren thi truang chimg khodn2 . Chir<yng I QUY DINH CHUNG Dieu 1. Pham vi dieu chinh Thong tu nay huong dan hoat dong giao dich chung khoan true tuyln, hoat dpng trao doi thong tin dien tu tren thi truang chung khoan va cac hoatr dong khac hen quan den giao djeh dien tu tren thi truang chung khoan. 2 Thong tu so 73/2020/TT-BTC c6 c5n cu ban hanh nhu sau: "‘Can cic Ludt Chimg khodn ngdy 29 thdng 6 ndm 2006; Ludt sica doi, bo sung mQt so dieu cua Ludt Chung khodn ngdy 24 thdng 11 ndm 2010; Can cic Ludt Giao dich dien tic ngdy 29 thdng 11 ndm 2005; Can cic Ludt Cong ngh$ thong tin ngdy 29 thdng 6 ndm 2006; Can cic Ludt An todn thdng tin mang ngdy 19 thdng 11 ndm 2015; Can cu Nghi dinh so 165/2018/NB-CP ngdy 24 thdng 12 ndm 2018 cua Chinh phu quy dinh ve giao dich di?n tic trong hoat dpng tdi chinh; Can cu Nghi dinh so 87/2017/ND-CP ngdy 26 thdng 7 ndm 2017 cua Chinh phii quy dinh chuc ndng, nhiqm v& quyen hgn vd co cdu to chicc cua Bq Tdi chinh; Theo de nghi cua CM tich Uy ban Chung khodn Nhd nude; Bq trucmg Bq Tdi chinh ban hdnh Thdng tu sica doi, bo sung mQt so dieu cua Thdng tu so 134/2017/TT-BTC ngdy 19 thdng 12 ndm 2017 cua Bq trucmg B$ Tdi chinh hu&ng ddn giao dich di$n tic tren thi tru&ng chung khodn. ” -- 2 of 38 -- 3 Dieu 2. Boi tirang ap dung Doi tucmg ap dung Thong tu nay bao gom: 1. Uy ban Chung khoan Nha nuac, Sd giao dich chung khoan, Trung tam hm ky chung khoan Viet Nam. 2. To chuc, ca nhan tham gia giao dich va boat dong tren thi trudng chung khoan bkng phuong tien dien tu, bao g6m: a) To chuc phat hanh, to chuc niem yet, to chuc dang ky giao dich, cong ty dai chung; b) Cong ty chung khoan, cong ty quan ly quy, cong ty dau tu chung khoan; c) Van phong dai dien, chi nhanh cong ty chung khoan nude ngoai tai Viet Nam; van phong dai dien, chi nhanh cong ty quan ly quy nude ngoai tai Viet Nam; d) Ngan hang thuong mai, chi nhanh ngan hang nude ngoai la thanh vien thi trudng trai phieu hoac thi trudng chung khoan phai sinh, ngan hang giam sat, thanh vien luu ky, thanh vien bu tru, dai ly phan phdi chung chi quy; d) Nha dau tu; e) Cac to chuc, ca nhan khac tham gia giao dich va boat dong tren thi trudng chung khoan bing phuong tien dien tu. Dieu 3. Giai thfch thuat ng£r *» Trong Thong tu nay, cac thuat ngu dudi day duoc hieu nhu sau: 1. Hoat dong giao dich chung khoan true tuyen la boat dong giao dichf chung khoan duac thuc hien thong qua he thong cong nghe thong tin va mdi trudng mang Internet, mang vien thong hoac cac mang md khac, bao gom: Giao dich chung khoan giua nha dau tu va cac to chuc cung cap dich vu giao dich chung khoan true tuyen; giao dich chung khoan giua thanh vien giao dich va Sd giao dich chung khoan; giao dich lien quan den chung khoan giua thanh vien luu ky, thanh vien bu tnr va Trung tam luu ky chung khoan Viet Nam. 2. Hi thong giao dich chung khoan true tuyen la he thong phuc vu quanf \ ly va thuc hien boat dong giao dich chung khoan true tuyen, bao gom: Trang thiet bi phan cung, phan mem, ca sd du lieu, he thong mang vien thong, mang Internet, mang may tinh. 3. Chung tu dien tu trong linh vuc chung khoan la thong diep du lieu ve boat dong giao dich dien tu tren thi trudng chung khoan duac tao ra, duac gui di, duac nhan va duac luu tru b&ng phuong tien dien tu. 4. Phieu lenh dien tu la thong diep du lieu ghi lai nhung thong tin nha dau tu da dat lenh giao dich qua he thong giao dich chung khoan true tuyen tai mot thdi diem nhat dinh ma chi cd nha dau tu do truy cap duac vao he thong thong qua xac thuc truy cap va dat lenh. -- 3 of 38 -- 4 5. Xdc thuc hai yeu to la phucmg phap xac thyc yeu cau hai yeu to de chung minh tinh dung dan cua mpt danh tinh. Xac thuc hai yeu to dua tren nhung thong tin ma nguoi dung biet nhu so PIN, ma khoa bi mat cung voi nhung thong tin ma nguoi dung co nhu the thong minh, thiet bi token, difn thoai di dpng hoac nhung dau hieu sinh trac hpc cua nguoi dung de xac minh danh tinh. 6. An toan thong tin mang la su bao ve thong tin, he thong thong tin tren mang tranh bi truy nhap, su: dung, tilt 16, gian doan, sua d6i hoac pha hoai trai phep nham bao dam tinh nguyen ven, tinh bao mat va tinh kha dung cua thong tin. 7 3 . Thong tin dinh danh thiet bi ddt lenh Id thong tin gdn voi moi thiet bi dimg de nhdn dang thiet bi khi thuc hien giao dich chung khodn true tuyen. 8. So dien thoai dat lenh la so dien thoai cua nha dau tu dang ky voi to chuc cung cap dich vu giao dich chung khoan true tuyln de thuc hien dat l?nh giao dich chung khoan. 9. Dich vu giao dfch chung khoan true tuyen la dich vu do cac to chuct t f \ cung cap dich vu giao dich chung khoan true tuyen cung cap cho nha dau tu♦ \ r de mo tai kho&n, dat lenh, dua ra yeu cau doi voi cac giao dich chung khoan hoac nhan ket qua giao dich thong qua mang Internet hoac dien thoai. 10. To chuc cung cap dich vu giao dich chung khodn true tuyen la cong ty chung khoan, cong ty quan ly quy va dai ly phan phoi chung chi quy cung cap dich vu giao dich chung khoan true tuyln. 11. Thanh vien luu ky la cong ty chung khoan, ngan hang thuong mai hoat dong tai Viet Nam duyc Uy ban Chung khoan Nha nude cap Giay chung nhan dang ky hoat dong luu ky chung khoan va duqc Trung tarn luu ky chung khoan Viet Nam chap thuan tro thanh thanh vien luu ky. 12. Thanh vien bit trie la cong ty chung khoan, ngan hang thuong mai, chi nhanh ngan hang nude ngoai dugc thuc hien bu tru, thanh toan giao djeh chung khoan phai sinh. * t t p 13. Sued nghiem trgng^ la cac su co ky thuat xky ra doi voi he thong giao dich chung khoan true tuyen gay hau qua la he thong phai dung hoac tarn dung hoat dong. J44 . Ldn thuc hien giao dich Id Ian nha dau tu dang nhap he thong giao dich chung khodn true tuyen de thuc hien ede lenh giao dich chung khodn true tuyen. 3 Kho&n n&y dirge sOra d6i theo quy dinh t$i khodn 1 Dieu 1 cua Thong tu so 73/2020/TT- BTC, c6 hieu l\rc thi hdnh ke tu ngdy 01 thdng 10 ndm 2020. 4 Khodn ndy dugc bo sung theo quy dinh t^ii khodn 1 Didu 1 cua Thong tu so 73/2020/TT- BTC, c6 hi?u I\rc thi hdnh ke tu ngdy 01 thdng 10 ndm 2020. -- 4 of 38 -- 5 Dieu 4. Nguyen tac giao djch difn tfr tren thi trirtrng chung khoan Giao dich dien tu tren thi tmang chung khoan phai dam bao nguyen tic chinh xac, cong bang, cong khai, minh bach, an toan, hieu qua va phu hop voi Luat Giao dich dien tu, Luat An toan thong tin mang, cac van ban huong dan thi hanh va cac quy dinh phap luat khac co lien quan. Chucnig II HOAT DONG GIAO DICH CHlTNG KHOAN TRyt TUYEN Muc 1 • YEU CAU DICH VV, HA TANG KY THUAT, AN NINH fiAo MAT VA LlTU TRU DU” LIEU Dieu 5. Yeu cau ve dich vu • • 1. Doi vai So giao dich chung khoan va Trung tam luu ky chung khoan Viet Nam: a) Xay dung, ban hanh quy dinh ket noi he th6ng giao dich chung khoan true tuyen, cac quy trinh ve xu ly sir c6, du phong he thdng, kiem soat rui ro trong boat dong giao dich chung khoan true tuyen phu hop vai Luat Giao dich dien tu, Luat An toan thong tin mang, cac van ban hudng dan thi hanh va quy dinh tai Thong tu nay; e f b) Dam bao cung cap boat dong giao dich chung khoan true tuyen cong khai, cong bang, minh bach, an toan va hieu qua cho cac thanh vien su dung cung mot loai dich vu. r f 2. Doi vai cong ty chung khoan cung cap dich vu giao dich chung khoan true tuyen: r r f a) True tiep cung cap dich vu giao dich chung khoan true tuyen cho nha dau tu; b) Xay dung trang thong tin dien tu vai ten mien da dang ky tren mangr r Internet de cung cap dich vu giao dich chung khoan true tuyen. Cac chuang7 t trinh, ung dung dung de giao dich chung khoan true tuyen phai dang tai hoac tich hop tren trang thong tin dien tu nay; c) Ban hanh quy trinh thuc hien dich vu giao dich chung khoan truer \ tuyen bao gom: Quy trinh van hanh theo doi quan tri hang ngay; quy trinh dang ky, huy su dung dich vu giao dich chung khoan true tuyen; quy trinh vef r 9 xu ly su co; quy trinh sao luu du phong he thong, du lieu; quy trinh kiem soat rui ro trong boat dong cung cap dich vu giao dich chung khoan true tuyen cho nha dau tu va cac quy trinh khac phu hop Luat Giao dich dien tu, Luat An toan thong tin mang, cac van ban huong dan thi hanh va quy dinh cua Thong tu nay, trong do phai neu ro trach nhiem cua doi tuong tham gia quy trinh; -- 5 of 38 -- 6 d) Bo tri dpi ngu nhan vien co bang cap, chung chi cong nghe thong tin ve quan tri phan mlm, quan tri he thong va an ninh thong tin de quan ly va giam sat cac boat dong cua he thong giao dich chung khoan true tuyin dam bao lien tuc va thong suot; d) Viec cung cap va su dung dich vu giao dich chung khoan true tuyen vai nha dau tu phai dugre the hien bang herp dong hoac dieu khoan cua hop dong mo tai khoan giao dich chung khoan, trong do quy dinh cu the ve phuong thuc giao djeh chung khoan true tuyln, nhung rui ro co the xay ra khi thuc hien giao dich chung khoan true tuyen theo quy dinh tai khoan 1 Bleu 15 Thong tu nay, trach nhiem boi thuong cua moi ben khi xay ra rui ro va trach nhiem khac lien quan den boat dong giao dich chung khoan true tuyen; e) Ghi nhan thong tin ve cac yeu cau giao dich cua nha dau tu tren he* ✓ • thong giao dich chung khoan true tuyen. Cac thong tin nay phai luu tru de tra cuu duoc theo thoi gian, phien dang nhap, ket qua thuc hien giao dich, so du phat sinh truac va sau giao dich doi voi tai khoan cua nha dau tu; g) Thong bao ket qua thuc hien lenh giao dich cho nha diu tu ngay sau khi lenh dugc khop tren he thong giao dich chung khoan true tuyen. 3. Cong ty quan ly quy, dai ly phan phoi chung chi quy cung cap dich vu giao dich chung khoan true tuyen phai dap ung cac yeu cau theo quy dinh tai diem a, b, c, d, e va g khoan 2 Bieu nay. Dieu 6. Yeu cau ve ha tang, ky thuat he thong giao dich chung khoan true tuyen 1. Boi vai cong ty chung khoan cung cap dich vu giao dich chung khoan true tuyen: a) He thong giao dich chung khoan true tuyen phai tach biet ve mat vat ly vai cac he thong kinh doanh khac cua cong ty de dam bao an toan thong tin* f mang, giam thieu rui ro va tranh xung dot giua cac he thong; b) Trang bi may chu chuyen dung cho he thong giao dich chung khoanr true tuyen, khong su dung may tinh ca nhan dong vai tro may chu va khong su dung chung vai may chu cua cac don vi hoac cong ty khac. Trang thiet bi cong nghe thong tin chuyen dung cho he thong giao dich chung khoan true tuyen phai co du phong; c) Khu vuc dat he thong giao dich chung khoan true tuyen phai bao d&m cac dieu kien an ninh, moi truang va an toan he thong: Khu vuc rieng biet, co he thong khoa tu hoac thiet bi tuong duang kiem soat vao ra, he thong ghi hinh; he thong bao chay va chua chay chuyen dung; he thong dieu hoa khong khi, theo doi kiem soat nhiet do va dp am; hg thong luu dien va may phat dienf f \ d\r phong chuyen dung; he thong chong set lan truyen; d) Cong ty co the thue cho dat he thong giao dich chung khoan truef tuyen tai cac trung tarn du lieu (Data Center). Cac trung tarn dir lieu nay phai -- 6 of 38 -- 7 dam bao tuan thu theo quy dinh cua phap luat ve boat dong cua Data Center. He thong giao dich chung khoan true tuyen dat tai Data Center phai co cac giai phap dam bao tranh truy cap va khai thac du lieu bat hop phap; d)s He thong giao dich chung khoan true tuyen phai tich hpp gidi phapt \ f r + j de nhd ddu tu sir dung chung thu so, chit ky so cua to chuc cung cap dich vu chung thuc chit ky so cong cqng khi thuc hien lenh giao dich chung khoanft f + true tuyen. He thong giao dich chung khoan true tuyen co the tich hop them gidi phap theo quy dinh tai diem a vd diim c khoan 1 Diiu 8 Thong tu nay. * ft Viec trien khai dp dung chung thu so, chit ky so trong giao dich chung khoan cua nhd ddu tu thuc hien theo huong dan cua Uy ban Chung khoan Nhd nude; e)6 Cung cap phuemg thuc giao dich qua dien thoqi phai trang bf he thong tong ddi hodc thiet bi co chuc ndng ghi dm, qudn ly, tra cuu cuqc gqi. Moi cuoc goi dat lenh cua nhd ddu tu phai dupe ghi dm, lieu tru day du vd phai dam bao an ninh thong tin vd bao mat dit lieu; f * , g) Ap d\mg nhung bifn phap ky thuat hoac quan ly de thiet lap cac muc giai han ve mua ban chung khoan theo quy dinh cua phap luat cho nha dau tu tham gia dich vu giao dich chung khoan true tuy§n. Cac giai han nay phai* f dupe thong bao cho nha dau tu tren trang giao dich chung khoan true tuyen va phai co quy trinh phe duyet doi vai su thay doi cac muc giai han nay. t 2. Doi vai cong ty quan ly quy, dai ly phan phoi chung chi quy cung cap dich vu giao dich chung khoan tryre tuy4n phai dap ung cac yeu cau theo quy dinh tai diem a, b va e khoan 1 va khoan 3 Dieu nay. 3. Sa giao dich chung khoan, Trung tarn luu ky chung khoan Viet Nam, to chuc cung cap dich vu giao dich chung khoan true tuyen phai co phuang an du phong cho he thong giao dich chung khoan true tuyen va cung cap phuang thuc giao dich thay the trong truang hap he th6ng giao dich chung khoan true tuyen gap sir co. . Dieu 7. Quy dinh ve an ninh bao mat thong tin va luu tru du lifu cua to chuc cung cap dich vu giao dich chung khoan true tuyen 1. Trang thong tin dien tu, h§ thong thu dien tu cua to chuc cung cap dich vy giao dich chung khoan true tuyen phai dupe xac thuc bai chung thu so. 5 Di§m ruky dirge sOra doi theo quy dinh tai kho&n 2 Dieu 1 cua Thong tu so 73/2020/TT- BTC, c6 hi?u lye thi h&nh ke tu ng&y 01 th&ig 10 n&m 2020. 6 Diem n&y dugc sOra d6i theo quy dinh yii kho&n 2 Dieu 1 cua Thong tu s6 73/2020/TT- BTC, c6 hifu lyc thi h^nh ke tir ng4y 01 tiling 10 nSm 2020. -- 7 of 38 -- 8 2. He thong giao dich chung khoan true tuyen phai dugc thilt lap de ngan chan viec truy cap bat hgp phap vao he thong kinh doanh n$i bo thong qua hoat dgng giao dich true tuyen va phai dugc phan quyen h$ thong giua cac bg phan nghiep vu co tiem an xung dpt Igi ich theo quy trinh kiem soat ngi bg. 3. He thong phan mem ung dyng truac khi dua vao khai thac, van hanh phai dugc ra soat, quet 16 hong bao mat va co bao cao danh gia bing bien ban. Moi truong van hanh he thong phan mem giao dich chung khoan true tuyen phai tach biet vai moi truong kiem thu, moi truong phat trien phan mem. Binh ky thuc hien danh gia.rui ro an toan thong tin mang cua he thong giao dich chung khoan true tuyen mot (01) nam mot (01) lan. 4. He thong giao dich chung khoan true tuyen phai co cac giai phap ky thuat dam bao an toan thong tin mang va bao mat du lieu he thong. 5. Cac chung tu dien tu, phieu lenh dien tu, du lieu dien tu va ghi am cac cuoc ggi dat lenh cua khach hang, bao gdm ca lenh huy phai dugc luu trir it nhat muoi (10) nam 6 dang nguyen ban. 6. Thong tin ve khach hang su dung dich vu giao dich true tuyen, cac lenh giao dich va thong tin trao doi tren he thong phai dugc ma hoa tren duong truyen va 6 muc ung dung, dugc bao mat theo quy djnh cua phap luat trir khi co yeu cau tu ca quan quan ly nha nuac co tham quyen. Dieu 8. Quy dinh ve xac thuc 1. Cac giai phap xac thuc ap dung trong giao dich chung khoan true tuyen phai co do an toan toi thieu tuang duang giai phap xac thuc hai yeu to tra len, bao gom: a) Giai phap xac thuc hai yeu to; b) Giai phap xac thuc su dung chung thu so; c) Cac giai phap xac thuc khac dugc phap luat cho phep va phu hgp vai cac quy dinh cua ca quan co thim quyen. 2 7. Khi dgt lenh qua dien thogi, nhd ddu tu phai su dung so dien thogi dat lenh va phai cung cap thong tin de xac thuc theo quy dinh tgi diem a khoan 1 Dieu nay. Giao dich chi dugc thuc hien khi thong tin nhd ddu tu cung cap trung khdp voi thong tin nhd ddu tu da dang ky vd Itm trong he thong giao dich chung khoan true tuyen. 3. Nha dau tu dugc Iga chgn giai phap xac th\rc do to chuc cung cap dich vu giao dich chung khoan true tuyen cung cap khi dang ky su dung dich vu giao dich chung khoan true tuyen va dugc dang ky lai giai phap xac thuc> khi co nhu cau. 7 Kho4n nay dugc sua doi theo quy dinh tai kho&n 3 Dieu 1 cua Thong tu so 73/2020/TT- BTC, c6 hieu l\rc thi h&nh ke tu ng&y 01 th£ng 10 nam 2020. -- 8 of 38 -- 9 4 8 , Moi Ian thuc Men giao dick chung khodn true tuyen, nhd ddu tu phdi thuc Men xdc thuc theo quy dinh tai Dieu nay. Dieu 9. Quy dinh ve phieu lenh dien tu* l9 . Phieu lenh dien tu phdi co toi thieu ede thong tin: So hieu lenh, loai lenh, so tdi khodn dot lenh, phuemg thuc giao dich, md chung khodn hoqc ten chung khodn, so luang vd gid giao dich, thai gian giao dich (ndm, thdng, ngdy, gid, phut), thong tin dinh danh thiet bi dqt lenh. 2. Phieu lenh huy phai co thong tin ve so hieu lenh, khoi luang hiiy va xac nhan lenh huy. 3 W. Phieu lenh dien tie phdi duac ky bang chu ky so hoqc gdn lien, ket hap mot each 16 gic vai thong tin xdc thuc cua nhd ddu tu theo quy dinh tai Dieu 8 Thong tu nay vd dap ung quy dinh tai ede van ban quy phqm phdp ludt ve giao dich dien tie. 4. Phieu lenh dien tu trong giao dich chung chi quy phai dam bao day du cac thong tin theo quy dinh cua phap luat ve giao dich chung chi quy va dap ung quy dinh tai khoan 3 Dieu nay. Muc 2 DANG KY, THU H6l CHAP THUAN CUNG CAP DICH Vy GIAO DICH CHUNG KHOAN TRUC TUYEN Dieu 10. Doi tuong dang ky cung cap dich vu giao dich chung khoan true tuyen Doi tuong dang